4//SEC Filing
ASTRO MED INC /NEW/ 4
Accession 0001140361-14-044364
$ALOTCIK 0000008146operating
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 9:31 AM ET
Size
16.7 KB
Accession
0001140361-14-044364
Insider Transaction Report
Form 4
Ondis Alexis
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2014-12-04$12.50/sh−500,000$6,250,000→ 882,305 total
Holdings
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 122,096
Common Stock
- 124,475
Common Stock
Ondis April
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2014-12-04$12.50/sh−500,000$6,250,000→ 882,305 total
Holdings
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,096
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 124,475
Common Stock
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
Estate of Albert W. Ondis
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2014-12-04$12.50/sh−500,000$6,250,000→ 882,305 total
Holdings
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 5,614(indirect: By Trust)
Common Stock
- 122,097
Common Stock
- 124,475
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 122,096
Common Stock
Ondis Albert W. III
10% Owner
Transactions
- Disposition to Issuer
Common Stock
2014-12-04$12.50/sh−500,000$6,250,000→ 882,305 total
Holdings
- 317(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
Common Stock
- 122,097
Common Stock
- 650(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
Common Stock
- 1,658(indirect: By Trust)
Common Stock
- 3,858(indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
Common Stock
- 122,096
Common Stock
- 124,475
Common Stock
- 5,614(indirect: By Trust)
Common Stock
Footnotes (10)
- [F1]The sale was made pursuant to that certain Stock Repurchase Agreement dated as of December 4, 2014 by and among the issuer and Albert W. Ondis III, Alexis Ondis and April Ondis, each in his or her capacity as a Co-Executor of the Estate of Albert W. Ondis.
- [F10]These shares are owned directly by April Ondis.
- [F2]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- [F3]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
- [F4]These shares are owned indirectly by Albert W. Ondis, III.
- [F5]These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
- [F6]These shares are owned directly by Albert W. Ondis, III.
- [F7]These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.
- [F8]These shares are owned directly by Alexis Ondis.
- [F9]These shares are owned indirectly by April Ondis.
Documents
Issuer
ASTRO MED INC /NEW/
CIK 0000008146
Entity typeoperating
IncorporatedRI
Related Parties
1- filerCIK 0000008146
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 9:31 AM ET
- Size
- 16.7 KB