Home/Filings/4/0001140361-14-044751
4//SEC Filing

EQUITY ONE, INC. 4

Accession 0001140361-14-044751

CIK 0001042810operating

Filed

Dec 9, 7:00 PM ET

Accepted

Dec 10, 5:02 PM ET

Size

20.1 KB

Accession

0001140361-14-044751

Insider Transaction Report

Form 4
Period: 2014-12-09
CAPUTO THOMAS
President
Transactions
  • Sale

    Common Stock par value $0.01

    2014-12-09$24.89/sh64,637$1,608,8151,990.574 total
  • Exercise/Conversion

    Common Stock par value $0.01

    2014-12-10$18.88/sh+35,363$667,65337,353.574 total
  • Exercise/Conversion

    Common Stock (Option to buy)

    2014-12-0964,63735,363 total
    Exercise: $18.88From: 2014-03-01Exp: 2020-02-29Common Stock (100,000 underlying)
  • Exercise/Conversion

    Common Stock (option to buy) (Common Stock)

    2014-12-1035,3630 total
    Exercise: $18.88From: 2014-03-01Exp: 2020-02-29Common Stock (35,363 underlying)
  • Exercise/Conversion

    Common Stock par value $0.01

    2014-12-09$18.88/sh+64,637$1,220,34766,627.574 total
  • Sale

    Common Stock par value $0.01

    2014-12-10$24.95/sh35,363$882,3071,990.574 total
Holdings
  • Common Stock par value $0.01

    (indirect: Indirect)
    125,915
  • Common Stock (Option to buy)

    Exercise: $21.75From: 2012-03-14Exp: 2018-03-13Common Stock (250,000 underlying)
    250,000
  • Common Stock (Option to buy)

    Exercise: $11.59From: 2013-02-23Exp: 2019-02-22Common Stock (50,000 underlying)
    50,000
  • Common Stock (Option to buy)

    Exercise: $19.13From: 2013-03-17Exp: 2020-03-17Common Stock (16,500 underlying)
    16,500
  • Common Stock (Option to buy)

    Exercise: $19.07Exp: 2021-02-20Common Stock (100,000 underlying)
    100,000
Footnotes (5)
  • [F1]Includes 1,990.574 shares acquired by the reporting person as of September 30, 2014 under the Issuer's Employee Stock Purchase Plan not previously reported.
  • [F2]This transaction was executed in multiple trades ranging from $24.71 to $24.99; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
  • [F3]This transaction was executed in multiple trades ranging from $24.82 to $25.00; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or a security holder of the issuer.
  • [F4]Held by the Thomas A.Caputo Family Trust II (the "Trust") for the benefit of the reporting person's family. The reporting person has investment control over the securities held by the Trust.
  • [F5]Vests in equal installments on February 21, 2012, 2013, 2014 and 2015.

Documents

1 file

Issuer

EQUITY ONE, INC.

CIK 0001042810

Entity typeoperating

Related Parties

1
  • filerCIK 0001042810

Filing Metadata

Form type
4
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 5:02 PM ET
Size
20.1 KB