4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-14-045617
$XXIICIK 0001347858operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:21 PM ET
Size
13.8 KB
Accession
0001140361-14-045617
Insider Transaction Report
Form 4
Pandolfino Joseph
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Sale
Common Stock
2014-12-16$1.58/sh−21,627$34,171→ 5,918,631 total - Sale
Common Stock
2014-12-15$1.61/sh−6,841$11,014→ 5,940,258 total - Sale
Common Stock
2014-12-17$1.64/sh−47,300$77,572→ 5,871,331 total
Holdings
- 180,047
Warrant to Purchase
Exercise: $1.15From: 2012-02-08Exp: 2017-02-08→ Common Stock (180,047 underlying) - 1,903,136
Warrant to Purchase
Exercise: $2.21From: 2011-01-25Exp: 2016-01-26→ Common Stock (1,903,136 underlying) - 140,000
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (140,000 underlying) - 47,088
Warrant to Purchase
Exercise: $1.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (47,088 underlying)
Footnotes (3)
- [F1]The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $1.58 to $1.69, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F2]The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $1.57 to $1.59, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- [F3]The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $1.58 to $1.69, inclusive. The reporting person undertakes to provide to 22nd Century Group, Inc., any security holder of 22nd Century Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 4:21 PM ET
- Size
- 13.8 KB