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4//SEC Filing

TORTOISE ENERGY CAPITAL CORP 4

Accession 0001140361-14-045982

CIK 0001319869other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 5:35 PM ET

Size

9.0 KB

Accession

0001140361-14-045982

Insider Transaction Report

Form 4
Period: 2014-06-02
MATLACK TERRY
Chief Financial Officer
Transactions
  • Small Acquisition

    Common Shares

    2014-06-02$35.53/sh+5.984$213547.06 total
  • Other

    Common Shares

    2014-06-23547.060 total
  • Other

    Common Shares

    2014-06-2314,432.240 total(indirect: By Trust)
Footnotes (4)
  • [F1]Automatic reinvestment of distribution by broker not made at the Tortoise Energy Capital Corporation ("TYY") dividend reinvestment plan price.
  • [F2]Includes 0.587 shares acquired under the TYY dividend reinvestment plan.
  • [F3]Disposed of pursuant to an agreement and plan of merger between TYY and Tortoise Energy Infrastructure Corporation ("TYG") in exchange for 409 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
  • [F4]Disposed of pursuant to an agreement and plan of merger between TYY and TYG in exchange for 5,670 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.

Documents

1 file

Issuer

TORTOISE ENERGY CAPITAL CORP

CIK 0001319869

Entity typeother
IncorporatedMD

Related Parties

1
  • filerCIK 0001319869

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:35 PM ET
Size
9.0 KB