4//SEC Filing
TORTOISE ENERGY CAPITAL CORP 4
Accession 0001140361-14-045994
CIK 0001319869other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 5:52 PM ET
Size
7.8 KB
Accession
0001140361-14-045994
Insider Transaction Report
Form 4
BIRZER H KEVIN
Director
Transactions
- Other
Common Shares
2014-06-23−901.28→ 0 total(indirect: By Spouse) - Other
Common Shares
2014-06-23−19,303.44→ 0 total
Footnotes (4)
- [F1]Disposed of pursuant to an agreement and plan of merger between Tortoise Energy Capital Corporation ("TYY") and Tortoise Energy Infrastructure Corporation ("TYG") in exchange for 14,466 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
- [F2]Includes 6,162.39 shares acquired under the TYY dividend reinvestment plan.
- [F3]Disposed of pursuant to an agreement and plan of merger between TYY and TYG in exchange for 675 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
- [F4]Includes 337.67 shares acquired under the TYY dividend reinvestment plan; excludes 151.80 shares previously held by adult child no longer living at home and in which the reporting person no longer had a reportable beneficial interest but which had been included in the reporting person's prior ownership information.
Documents
Issuer
TORTOISE ENERGY CAPITAL CORP
CIK 0001319869
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0001319869
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 5:52 PM ET
- Size
- 7.8 KB