4//SEC Filing
TORTOISE ENERGY CAPITAL CORP 4
Accession 0001140361-14-046020
CIK 0001319869other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 6:40 PM ET
Size
9.5 KB
Accession
0001140361-14-046020
Insider Transaction Report
Form 4
MALVEY KENNETH P
Senior VP and Treasurer
Transactions
- Other
Common Shares
2014-06-23−100→ 0 total(indirect: By Children) - Other
Common Shares
2014-06-23−500→ 0 total(indirect: By Spouse) - Other
Common Shares
2014-06-23−1,235.46→ 0 total
Footnotes (4)
- [F1]Disposed of pursuant to an agreement and plan of merger between Tortoise Energy Capital Corporation ("TYY") and Tortoise Energy Infrastructure Corporation ("TYG") in exchange for 374 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative net asset value ("NAV") per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
- [F2]Disposed of pursuant to an agreement and plan of merger between TYY and TYG in exchange for 74 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
- [F3]Disposed of pursuant to an agreement and plan of merger between TYY and TYG in exchange for 924 common shares of TYG and cash in lieu of fractional shares of TYG. The exchange rate was based on each company's relative NAV per share as of June 20, 2014, the business day immediately preceding the closing of the merger, which was $50.95 for TYG and $38.19 for TYY. On June 20, 2014, the closing price of TYY common shares was $36.22 and the closing price of TYG common shares was $48.46.
- [F4]Includes 384.39 shares acquired under the TYY dividend reinvestment plan.
Documents
Issuer
TORTOISE ENERGY CAPITAL CORP
CIK 0001319869
Entity typeother
IncorporatedMD
Related Parties
1- filerCIK 0001319869
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 6:40 PM ET
- Size
- 9.5 KB