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4//SEC Filing

Heritage Financial Group Inc 4

Accession 0001140361-14-046807

CIK 0001493491operating
View on SEC.govCompany Profile

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 1:45 PM ET

Size

18.8 KB

Accession

0001140361-14-046807

Insider Transaction Report

Form 4
Period: 2014-12-29
Heritage Financial Group IncHBOS
Slappey Carol W
DirectorExecutive Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2014-12-29$14.97/sh+33,399$499,983→ 82,162 total
  • Exercise/Conversion

    Stock Appreciation Rights

    2014-12-29−33,399→ 24,402 total
    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (57,801 underlying)
  • Exercise/Conversion

    Stock Appreciation Rights

    2014-12-29−12,562→ 37,438 total
    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (50,000 underlying)
  • Disposition to Issuer

    Common Stock

    2014-12-29$14.97/sh−25,466$381,226→ 56,696 total
  • Exercise/Conversion

    Common Stock

    2014-12-29$11.94/sh+12,562$149,990→ 69,258 total
  • Disposition to Issuer

    Common Stock

    2014-12-29$11.94/sh−8,743$104,391→ 60,515 total
Holdings

  • Common Stock

    (indirect: By Spouse)
    2,931

  • Common Stock

    (indirect: By ESOP)
    10,242

  • Stock Option (Right to Buy)

    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (37,438 underlying)
    37,438

  • Common Stock

    (indirect: By IRA)
    4,907

  • Stock Option(Rights to Buy)

    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (24,402 underlying)
    24,402
Footnotes (5)
  • [F1]transaction represents exercise of stock appreciation rights and the cancellation of tandem stock options.
  • [F2]Transaction represents the disposition of shares to the issuer to pay related taxes.
  • [F3]Tandem stock appreciation rights and options were granted under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F4]Tandem stock appreciation rights and options were granted under the 2006 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on May 19, 2007.
  • [F5]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Documents

1 file

Issuer

Heritage Financial Group Inc

CIK 0001493491

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001493491

Filing Metadata

Form type
4
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 1:45 PM ET
Size
18.8 KB
View on SEC.gov