Heritage Financial Group Inc 4

4 · Heritage Financial Group Inc · Filed Dec 31, 2014

Form 4

Period: 2014-12-29

DirectorExecutive Vice President

Transactions

Exercise/Conversion
Common Stock
2014-12-29$14.97/sh+33,399$499,983→ 82,162 total
Exercise/Conversion
Stock Appreciation Rights
2014-12-29−33,399→ 24,402 total
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (57,801 underlying)
Exercise/Conversion
Stock Appreciation Rights
2014-12-29−12,562→ 37,438 total
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (50,000 underlying)
Disposition to Issuer
Common Stock
2014-12-29$14.97/sh−25,466$381,226→ 56,696 total
Exercise/Conversion
Common Stock
2014-12-29$11.94/sh+12,562$149,990→ 69,258 total
Disposition to Issuer
Common Stock
2014-12-29$11.94/sh−8,743$104,391→ 60,515 total

Holdings

Common Stock
(indirect: By Spouse)
2,931
Common Stock
(indirect: By ESOP)
10,242
Stock Option (Right to Buy)
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ Common Stock (37,438 underlying)
37,438
Common Stock
(indirect: By IRA)
4,907
Stock Option(Rights to Buy)
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ Common Stock (24,402 underlying)
24,402

Footnotes (5)

[F1]transaction represents exercise of stock appreciation rights and the cancellation of tandem stock options.
[F2]Transaction represents the disposition of shares to the issuer to pay related taxes.
[F3]Tandem stock appreciation rights and options were granted under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
[F4]Tandem stock appreciation rights and options were granted under the 2006 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on May 19, 2007.
[F5]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Documents

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