Heritage Financial Group Inc 4

4 · Heritage Financial Group Inc · Filed Dec 31, 2014

Form 4

Period: 2014-12-29

Executive Vice President

Transactions

Exercise/Conversion
COMMON STOCK
2014-12-29$11.94/sh+7,500$89,550→ 27,782 total
Exercise/Conversion
STOCK APPRECIATION RIGHT
2014-12-29−7,500→ 5,000 total
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ COMMON STOCK (12,500 underlying)
Exercise/Conversion
STOCK APPRECIATION RIGHT
2014-12-29−13,822→ 0 total
Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ COMMON STOCK (13,822 underlying)
Disposition to Issuer
COMMON STOCK
2014-12-29$14.97/sh−10,539$157,769→ 20,282 total
Exercise/Conversion
COMMON STOCK
2014-12-29$14.97/sh+13,822$206,915→ 30,821 total
Disposition to Issuer
COMMON STOCK
2014-12-29$11.94/sh−5,220$62,327→ 22,562 total

Holdings

COMMON STOCK
(indirect: By 401(k))
9,869
COMMON STOCK
(indirect: BY ESOP)
7,765
STOCK OPTION (RIGHT TO BUY)
Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ COMMON STOCK (5,000 underlying)
5,000
COMMON STOCK
(indirect: BY DAUGHTER)
125

Footnotes (5)

[F1]Transaction represents exercise of stock appreciation rights and the cancellation of tandem stock options.
[F2]Transaction represents the disposition of shares to the issuer to pay related taxes.
[F3]Tandem stock appreciation rights and options were granted under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
[F4]Tandem stock appreciation rights and options were granted under the 2006 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on May 19, 2007.
[F5]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Documents

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