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4//SEC Filing

Heritage Financial Group Inc 4

Accession 0001140361-14-046809

CIK 0001493491operating
View on SEC.govCompany Profile

Filed

Dec 30, 7:00 PM ET

Accepted

Dec 31, 1:47 PM ET

Size

17.6 KB

Accession

0001140361-14-046809

Insider Transaction Report

Form 4
Period: 2014-12-29
Heritage Financial Group IncHBOS
Smith Mitchell
Executive Vice President
Transactions
  • Exercise/Conversion

    COMMON STOCK

    2014-12-29$11.94/sh+7,500$89,550→ 27,782 total
  • Exercise/Conversion

    STOCK APPRECIATION RIGHT

    2014-12-29−7,500→ 5,000 total
    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ COMMON STOCK (12,500 underlying)
  • Exercise/Conversion

    STOCK APPRECIATION RIGHT

    2014-12-29−13,822→ 0 total
    Exercise: $14.97From: 2007-05-19Exp: 2016-05-19→ COMMON STOCK (13,822 underlying)
  • Disposition to Issuer

    COMMON STOCK

    2014-12-29$14.97/sh−10,539$157,769→ 20,282 total
  • Exercise/Conversion

    COMMON STOCK

    2014-12-29$14.97/sh+13,822$206,915→ 30,821 total
  • Disposition to Issuer

    COMMON STOCK

    2014-12-29$11.94/sh−5,220$62,327→ 22,562 total
Holdings

  • COMMON STOCK

    (indirect: By 401(k))
    9,869

  • COMMON STOCK

    (indirect: BY ESOP)
    7,765

  • STOCK OPTION (RIGHT TO BUY)

    Exercise: $11.94From: 2012-07-01Exp: 2022-07-01→ COMMON STOCK (5,000 underlying)
    5,000

  • COMMON STOCK

    (indirect: BY DAUGHTER)
    125
Footnotes (5)
  • [F1]Transaction represents exercise of stock appreciation rights and the cancellation of tandem stock options.
  • [F2]Transaction represents the disposition of shares to the issuer to pay related taxes.
  • [F3]Tandem stock appreciation rights and options were granted under the Issuer's 2011 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  • [F4]Tandem stock appreciation rights and options were granted under the 2006 Equity Incentive Plan. The rights and options are scheduled to vest in five equal annual installments beginning on May 19, 2007.
  • [F5]The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.

Documents

1 file

Issuer

Heritage Financial Group Inc

CIK 0001493491

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001493491

Filing Metadata

Form type
4
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 1:47 PM ET
Size
17.6 KB
View on SEC.gov