PENTAIR plc 4
4 · PENTAIR plc · Filed Jan 6, 2015
Insider Transaction Report
Form 4
PENTAIR plcPNR
KOURY FREDERICK S
Sr. Vice President, HR
Transactions
- Tax Payment
Common Shares
2015-01-03$63.96/sh−3,074$196,613→ 65,588 total - Award
Common Shares - Restricted Stock Units
2015-01-02+6,249→ 47,873 total - Tax Payment
Common Shares
2015-01-02$66.68/sh−675$45,009→ 59,489 total - Award
Employee Stock Option (right to buy)
2015-01-02−24,839→ 24,839 totalExercise: $66.68From: 2016-01-02Exp: 2025-01-02→ Common Shares (24,839 underlying)
Holdings
- 22.11
Common Shares - ESPP
- 772.323(indirect: By ESOP)
Common Shares - ESOP
Footnotes (7)
- [F1]Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2012 Stock and Incentive Plan. Each restricted stock unit represents a right to receive one share of Pentair plc common shares upon vesting.
- [F2]End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- [F3]Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- [F4]End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
- [F5]End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- [F6]Employee stock option granted under the Pentair plc 2012 Stock and Incentive Plan.
- [F7]One-third of the stock options become exercisable on the first, second, and third anniversary of the grant.