4//SEC Filing
Diamond Foods Inc 4
Accession 0001140361-15-002057
CIK 0001320947operating
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 6:23 PM ET
Size
6.6 KB
Accession
0001140361-15-002057
Insider Transaction Report
Form 4
TOS WILLIAM
Director
Transactions
- Award
Common Stock
2015-01-14+597→ 10,738 total
Holdings
- 143,529(indirect: By Tos Farms, Inc.)
Common Stock
Footnotes (3)
- [F1]Represents an award of restricted stock units that generally vests as to 25% of the total number of shares in four quarterly installments commencing on April 14, 2015, such that the award will fully vest on January 14, 2016 or the next annual meeting of stockholders, if within one month earlier.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. Vested shares of the Issuer's common stock will be delivered to the Reporting Person within 30 days following the earlier of (i) the first business day on or following the third anniversary of the date of grant, (ii) the first business day on or following the Reporting Person's termination of services or (iii) a Change of Control event under Treasury Regulation 1.409A-3(i)(5)(v)-(vii). The Reporting Person may elect to defer delivery of vested shares to a date within 30 days following the earlier of (i) the first business day on or following the Reporting Person's termination date or (ii) a Change of Control event under Treasury Regulation 1.409A-3(i)(5)(v)-(vii).
- [F3]Mr. Tos is co-owner of Tos Farms, Inc.
Documents
Issuer
Diamond Foods Inc
CIK 0001320947
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001320947
Filing Metadata
- Form type
- 4
- Filed
- Jan 15, 7:00 PM ET
- Accepted
- Jan 16, 6:23 PM ET
- Size
- 6.6 KB