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4//SEC Filing

ASTRO MED INC /NEW/ 4

Accession 0001140361-15-002088

$ALOTCIK 0000008146operating
View on SEC.govCompany Profile

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 10:14 AM ET

Size

20.3 KB

Accession

0001140361-15-002088

Insider Transaction Report

Form 4
Period: 2015-01-15
ASTRO MED INC /NEW/ALOT
Estate of Albert W. Ondis
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2015-01-15$6.77/sh+1,562$10,572→ 126,037 total
  • Exercise/Conversion

    Stock Option (Right to Purchase)

    2015-01-15−1,562→ 0 total
    Exercise: $6.77From: 2006-03-21Exp: 2015-03-21→ Common Stock (1,562 underlying)
  • Tax Payment

    Common Stock

    2015-01-15$13.79/sh−767$10,577→ 125,270 total
Holdings

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
    670

  • Common Stock

    (indirect: By Trust)
    1,658

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
    326

  • Common Stock

    122,097

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
    3,858

  • Common Stock

    (indirect: Held by the Estate of Albert W. Ondis of which April Ondis is a co-executor)
    882,305

  • Common Stock

    122,096

  • Common Stock

    (indirect: By Trust)
    5,614
Ondis Albert W. III
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2015-01-15$6.77/sh+1,562$10,572→ 126,037 total
  • Tax Payment

    Common Stock

    2015-01-15$13.79/sh−767$10,577→ 125,270 total
  • Exercise/Conversion

    Stock Option (Right to Purchase)

    2015-01-15−1,562→ 0 total
    Exercise: $6.77From: 2006-03-21Exp: 2015-03-21→ Common Stock (1,562 underlying)
Holdings

  • Common Stock

    122,096

  • Common Stock

    (indirect: Held by the Estate of Albert W. Ondis of which April Ondis is a co-executor)
    882,305

  • Common Stock

    (indirect: By Trust)
    5,614

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
    3,858

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
    670

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
    326

  • Common Stock

    (indirect: By Trust)
    1,658

  • Common Stock

    122,097
Ondis Alexis
10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2015-01-15$6.77/sh+1,562$10,572→ 126,037 total
  • Tax Payment

    Common Stock

    2015-01-15$13.79/sh−767$10,577→ 125,270 total
  • Exercise/Conversion

    Stock Option (Right to Purchase)

    2015-01-15−1,562→ 0 total
    Exercise: $6.77From: 2006-03-21Exp: 2015-03-21→ Common Stock (1,562 underlying)
Holdings

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
    670

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
    326

  • Common Stock

    122,097

  • Common Stock

    (indirect: By Trust)
    5,614

  • Common Stock

    122,096

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
    3,858

  • Common Stock

    (indirect: By Trust)
    1,658

  • Common Stock

    (indirect: Held by the Estate of Albert W. Ondis of which April Ondis is a co-executor)
    882,305
Ondis April
10% Owner
Transactions
  • Tax Payment

    Common Stock

    2015-01-15$13.79/sh−767$10,577→ 125,270 total
  • Exercise/Conversion

    Stock Option (Right to Purchase)

    2015-01-15−1,562→ 0 total
    Exercise: $6.77From: 2006-03-21Exp: 2015-03-21→ Common Stock (1,562 underlying)
  • Exercise/Conversion

    Common Stock

    2015-01-15$6.77/sh+1,562$10,572→ 126,037 total
Holdings

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis, III)
    326

  • Common Stock

    122,097

  • Common Stock

    122,096

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of Albert W. Ondis)
    3,858

  • Common Stock

    (indirect: Held by the Estate of Albert W. Ondis of which April Ondis is a co-executor)
    882,305

  • Common Stock

    (indirect: Held under the issuer's Employee Stock Ownership Plan for the account of April Ondis)
    670

  • Common Stock

    (indirect: By Trust)
    1,658

  • Common Stock

    (indirect: By Trust)
    5,614
Footnotes (10)
  • [F1]April Ondis delivered 767 shares of the issuer's common stock to pay the exercise price of the options as reported herein.
  • [F10]These shares are owned directly by Alexis Ondis.
  • [F2]These shares are owned directly by April Ondis.
  • [F3]These shares are owned directly by the Estate of Albert W. Ondis and indirectly by Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
  • [F4]These shares are owned indirectly by the Estate of Albert W. Ondis and each of Albert W. Ondis, III, Alexis Ondis and April Ondis, as co-executors of the Estate of Albert W. Ondis.
  • [F5]These shares are owned indirectly by April Ondis.
  • [F6]These shares are owned indirectly by Albert W. Ondis, III.
  • [F7]These shares are owned indirectly by Albert W. Ondis, III, as trustee of a trust for a child of Albert W. Ondis, III.
  • [F8]These shares are owned directly by Albert W. Ondis, III.
  • [F9]These shares are owned indirectly by Alexis Ondis, as trustee of a trust for a child of Alexis Ondis.

Documents

1 file

Issuer

ASTRO MED INC /NEW/

CIK 0000008146

→
Entity typeoperating
IncorporatedRI

Related Parties

1
  • filerCIK 0000008146

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 10:14 AM ET
Size
20.3 KB
View on SEC.gov