4//SEC Filing
Ben Franklin Financial, Inc. 4
Accession 0001140361-15-002781
CIK 0001366925operating
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 6:21 PM ET
Size
15.7 KB
Accession
0001140361-15-002781
Insider Transaction Report
Form 4
SJOGREN C STEVEN
DirectorPresident and CEO
Transactions
- Other
Common Stock
2015-01-22+8,287→ 8,287 total - Purchase
Common Stock
2015-01-22$10.00/sh+10,000$100,000→ 18,287 total - Other
Common Stock
2015-01-22+3,562→ 3,562 total(indirect: By Trust) - Other
Common Stock
2015-01-22+676→ 676 total(indirect: By IRA) - Other
Common Stock
2015-01-22+1,967→ 1,967 total(indirect: By ESOP) - Other
Common Stock
2015-01-22+3,562→ 3,562 total(indirect: By Trust) - Other
Stock Options
2015-01-22+8,548→ 8,548 totalExercise: $26.28From: 2009-04-17Exp: 2018-04-17→ Common Stock (8,548 underlying)
Footnotes (3)
- [F1]Pursuant to the Plan of Conversion and Reorganization of Ben Franklin Financial, MHC, each share of common stock of Ben Franklin Financial, Inc. (Federal corporation) was exchanged for 0.3562 shares of common stock of Ben Franklin Financial, Inc. (Maryland corporation).
- [F2]Pursuant to the Plan of Conversion and Reorganization of Ben Franklin Financial, MHC, each option to purchase shares of common stock of Ben Franklin Financial, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Ben Franklin Financial, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 0.3562 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 0.3562 exchange ratio. All such options continue to vest based on their original terms.
- [F3]Stock options vest at a rate of 20% per year commencing on April 17, 2009.
Documents
Issuer
Ben Franklin Financial, Inc.
CIK 0001366925
Entity typeoperating
Related Parties
1- filerCIK 0001366925
Filing Metadata
- Form type
- 4
- Filed
- Jan 25, 7:00 PM ET
- Accepted
- Jan 26, 6:21 PM ET
- Size
- 15.7 KB