Home/Filings/4/0001140361-15-002789
4//SEC Filing

Ben Franklin Financial, Inc. 4

Accession 0001140361-15-002789

CIK 0001366925operating

Filed

Jan 25, 7:00 PM ET

Accepted

Jan 26, 6:27 PM ET

Size

12.3 KB

Accession

0001140361-15-002789

Insider Transaction Report

Form 4
Period: 2015-01-22
Transactions
  • Other

    Common Stock

    2015-01-22+1,3041,304 total
  • Other

    Common Stock

    2015-01-22+3,7403,740 total(indirect: By Company Benefit Plan)
  • Other

    Stock Options

    2015-01-22+1,7311,731 total
    Exercise: $26.28From: 2009-04-17Exp: 2018-04-17Common Stock (1,731 underlying)
  • Purchase

    Common Stock

    2015-01-22$10.00/sh+1,000$10,0002,304 total
  • Other

    Common Stock

    2015-01-22+8989 total(indirect: By Spouse)
Footnotes (3)
  • [F1]Pursuant to the Plan of Conversion and Reorganization of Ben Franklin Financial, MHC, each share of common stock of Ben Franklin Financial, Inc. (Federal corporation) was exchanged for 0.3562 shares of common stock of Ben Franklin Financial, Inc. (Maryland corporation).
  • [F2]Pursuant to the Plan of Conversion and Reorganization of Ben Franklin Financial, MHC, each option to purchase shares of common stock of Ben Franklin Financial, Inc. (Federal corporation) was converted into an option to purchase shares of common stock of Ben Franklin Financial, Inc. (Maryland corporation) by multiplying the number of shares subject to each option by the 0.3562 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 0.3562 exchange ratio. All such options continue to vest based on their original terms.
  • [F3]Stock options vest at a rate of 20% per year commencing on April 17, 2009.

Documents

1 file

Issuer

Ben Franklin Financial, Inc.

CIK 0001366925

Entity typeoperating

Related Parties

1
  • filerCIK 0001366925

Filing Metadata

Form type
4
Filed
Jan 25, 7:00 PM ET
Accepted
Jan 26, 6:27 PM ET
Size
12.3 KB