4//SEC Filing
ORION ENERGY SYSTEMS, INC. 4
Accession 0001140361-15-008660
$OESXCIK 0001409375operating
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 3:30 PM ET
Size
13.7 KB
Accession
0001140361-15-008660
Insider Transaction Report
Form 4
Jensen Scott R
CFO and Treasurer
Transactions
- Purchase
Common Stock
2015-02-20$3.50/sh+1,000$3,500→ 90,564 total
Holdings
- 16,502
Stock Options (right to buy)
Exercise: $5.35Exp: 2018-08-08→ Common Stock (16,502 underlying) - 11,759
Stock Options (right to buy)
Exercise: $3.78Exp: 2019-05-19→ Common Stock (11,759 underlying) - 25,000
Stock Options (right to buy)
Exercise: $2.00Exp: 2022-06-18→ Common Stock (25,000 underlying) - 25,000
Stock Options (right to buy)
Exercise: $2.20Exp: 2017-03-01→ Common Stock (25,000 underlying) - 10,329
Stock Options (right to buy)
Exercise: $3.46Exp: 2020-05-18→ Common Stock (10,329 underlying) - 100,000
Stock Options (right to buy)
Exercise: $5.44Exp: 2020-02-05→ Common Stock (100,000 underlying)
Footnotes (7)
- [F1]These shares were purchased by the Reporting Person in an underwritten public offering at the public offering price.
- [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted March 1, 2007, vests and becomes exercisable in 20% increments on March 1, 2008, 2009, 2010, 2011 and 2012, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 5, 2010, vests and becomes exercisable in 20% increments on February 5, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
- [F7]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001409375
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 3:30 PM ET
- Size
- 13.7 KB