4/A//SEC Filing
Eagle Point Credit Co Inc. 4/A
Accession 0001140361-15-010036
$ECCCIK 0001604174other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:59 PM ET
Size
16.2 KB
Accession
0001140361-15-010036
Insider Transaction Report
Form 4/AAmended
Transactions
- Purchase
Common Stock, par value $0.001 per share
2014-10-08$20.00/sh+100,000$2,000,000→ 100,000 total(indirect: Footnote)
Holdings
- 4,933,184
Common Stock, par value $0.001 per share
- 3,459,726
Common Stock, par value $0.001 per share
Trident Capital V, L.P.
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2014-10-08$20.00/sh+100,000$2,000,000→ 100,000 total(indirect: Footnote)
Holdings
- 3,459,726
Common Stock, par value $0.001 per share
- 4,933,184
Common Stock, par value $0.001 per share
Trident Capital V-PF, L.P.
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2014-10-08$20.00/sh+100,000$2,000,000→ 100,000 total(indirect: Footnote)
Holdings
- 4,933,184
Common Stock, par value $0.001 per share
- 3,459,726
Common Stock, par value $0.001 per share
TRIDENT V, L.P.
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2014-10-08$20.00/sh+100,000$2,000,000→ 100,000 total(indirect: Footnote)
Holdings
- 4,933,184
Common Stock, par value $0.001 per share
- 3,459,726
Common Stock, par value $0.001 per share
Trident V Parallel Fund, L.P.
10% Owner
Transactions
- Purchase
Common Stock, par value $0.001 per share
2014-10-08$20.00/sh+100,000$2,000,000→ 100,000 total(indirect: Footnote)
Holdings
- 4,933,184
Common Stock, par value $0.001 per share
- 3,459,726
Common Stock, par value $0.001 per share
Footnotes (4)
- [F1]Trident V, L.P. indirectly holds an ownership interest in Eagle Point Credit Management LLC ("EPCM") and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V, L.P., as the general partner of Trident V, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V, L.P.'s proportionate interest in the portfolio securities of Trident V, L.P. This Form 4 is being amended to include Trident V, L.P. and Trident Capital V, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V, L.P. and Trident Capital V, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
- [F2]Trident V Parallel Fund, L.P. indirectly holds an ownership interest in EPCM and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V-PF, L.P., as the general partner of Trident V Parallel Fund, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V-PF, L.P.'s proportionate interest in the portfolio securities of Trident V Parallel Fund, L.P. This Form 4 is being amended to include Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
- [F3]Trident V, L.P. is the sole direct owner of 4,933,184 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V, L.P., Trident Capital V, L.P., as the general partner of Trident V, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V, L.P. Trident Capital V, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- [F4]Trident V Parallel Fund, L.P. is the sole direct owner of 3,459,726 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P. as the general partner of Trident V Parallel Fund, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V Parallel Fund, L.P. Trident Capital V-PF, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
Documents
Issuer
Eagle Point Credit Co Inc.
CIK 0001604174
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001604174
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:59 PM ET
- Size
- 16.2 KB