4//SEC Filing
22nd Century Group, Inc. 4
Accession 0001140361-15-010169
$XXIICIK 0001347858operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 2:57 PM ET
Size
10.7 KB
Accession
0001140361-15-010169
Insider Transaction Report
Form 4
Pandolfino Joseph
DirectorCHIEF EXECUTIVE OFFICER10% Owner
Transactions
- Award
Non-Qualified Stock Option
2015-03-03+100,000→ 100,000 totalExercise: $1.43Exp: 2020-03-03→ Common Stock (100,000 underlying)
Holdings
- 1,903,136
Warrant to Purchase
Exercise: $2.21From: 2011-01-25Exp: 2016-01-26→ Common Stock (1,903,136 underlying) - 47,088
Warrant to Purchase
Exercise: $1.20From: 2011-01-25Exp: 2016-01-25→ Common Stock (47,088 underlying) - 5,671,802
Common Stock
- 140,000
Warrant to Purchase
Exercise: $0.60From: 2012-11-09Exp: 2017-11-09→ Common Stock (140,000 underlying) - 180,047
Warrant to Purchase
Exercise: $1.15From: 2012-02-08Exp: 2017-02-08→ Common Stock (180,047 underlying)
Footnotes (1)
- [F1]Non-Qualified Stock Options granted pursuant to the Issuer's 2014 Omnibus Incentive Plan, which vest 100% on March 3, 2016.
Documents
Issuer
22nd Century Group, Inc.
CIK 0001347858
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001347858
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 2:57 PM ET
- Size
- 10.7 KB