4//SEC Filing
ORION ENERGY SYSTEMS, INC. 4
Accession 0001140361-15-010190
$OESXCIK 0001409375operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 3:44 PM ET
Size
11.9 KB
Accession
0001140361-15-010190
Insider Transaction Report
Form 4
Schueller Thomas N
Director
Transactions
- Purchase
Common Stock
2015-03-02$3.60/sh+2,000$7,200→ 2,000 total(indirect: By Trust)
Holdings
- 10,715
Common Stock
- 19,912
Stock Options (right to buy)
Exercise: $3.46From: 2011-05-18Exp: 2020-05-18→ Common Stock (19,912 underlying) - 26,646
Stock Options (right to buy)
Exercise: $2.03From: 2013-06-12Exp: 2022-06-12→ Common Stock (26,646 underlying) - 11,496(indirect: By IRA)
Common Stock
- 22,045
Stock Options (right to buy)
Exercise: $4.19From: 2012-05-23Exp: 2021-05-23→ Common Stock (22,045 underlying) - 36,568
Stock Options (right to buy)
Exercise: $2.41From: 2013-12-31Exp: 2023-05-28→ Common Stock (36,568 underlying)
Footnotes (4)
- [F1]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
- [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
- [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
- [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.
Documents
Issuer
ORION ENERGY SYSTEMS, INC.
CIK 0001409375
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0001409375
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 3:44 PM ET
- Size
- 11.9 KB