4//SEC Filing
Avago Technologies LTD 4
Accession 0001140361-15-011213
CIK 0001441634operating
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 5:22 PM ET
Size
16.7 KB
Accession
0001140361-15-011213
Insider Transaction Report
Form 4
OOI BOON C
SVP, Global Operations
Transactions
- Exercise/Conversion
Ordinary Shares
2015-03-06$35.31/sh+50,000$1,765,500→ 163,591 total - Exercise/Conversion
Stock Option (Right to Buy)
2015-03-06−50,000→ 50,000 totalExercise: $35.31Exp: 2019-03-05→ Ordinary Shares (50,000 underlying) - Sale
Ordinary Shares
2015-03-06$128.82/sh−18,101$2,331,738→ 90,491 total - Exercise/Conversion
Stock Option (Right to Buy)
2015-03-06−35,000→ 0 totalExercise: $8.12Exp: 2019-01-14→ Ordinary Shares (35,000 underlying) - Exercise/Conversion
Ordinary Shares
2015-03-06$8.12/sh+35,000$284,200→ 113,591 total - Sale
Ordinary Shares
2015-03-06$128.11/sh−54,999$7,045,779→ 108,592 total - Sale
Ordinary Shares
2015-03-06$129.79/sh−11,900$1,544,478→ 78,591 total
Footnotes (7)
- [F1]Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- [F2]Includes 75,501 Restricted Share Units.
- [F3]This transaction was executed in multiple trades in prices ranging from $127.52 to $128.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]This transaction was executed in multiple trades in prices ranging from $128.52 to $129.51, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F5]This transaction was executed in multiple trades in prices ranging from $129.52 to $130.41, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F6]The option is fully vested and exercisable.
- [F7]The option vests as to 50% of the shares subject thereto on each of March 6, 2015 and March 6, 2016.
Documents
Issuer
Avago Technologies LTD
CIK 0001441634
Entity typeoperating
Related Parties
1- filerCIK 0001441634
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 5:22 PM ET
- Size
- 16.7 KB