Home/Filings/4/0001140361-15-011933
4//SEC Filing

SUMMIT FINANCIAL GROUP INC 4

Accession 0001140361-15-011933

CIK 0000811808operating

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 3:33 PM ET

Size

13.9 KB

Accession

0001140361-15-011933

Insider Transaction Report

Form 4
Period: 2015-03-12
Transactions
  • Conversion

    8% Non-Cumulative Convertible Preferred Stock, Series 2011

    2015-03-1212,5000 total
    Exercise: $4.00From: 2012-03-01Exp: 2021-06-01Common Stock (12,500 underlying)
  • Conversion

    Common Stock

    2015-03-12$5.50/sh+18,181$99,99647,032 total
  • Conversion

    Common Stock

    2015-03-12$4.00/sh+12,500$50,00059,532 total
  • Conversion

    8% Non-Cumulative Convertible Preferred Stock, Series 2009

    2015-03-1218,1810 total
    Exercise: $5.50From: 2010-03-01Exp: 2019-06-01Common Stock (18,181.81 underlying)
Holdings
  • Phantom Stock

    Exercise: $0.00Common Stock (4,453.31 underlying)
    4,453.31
  • Common Stock

    (indirect: By Children)
    14,820
  • Common Stock

    (indirect: By Spouse)
    5,812
  • Common Stock

    (indirect: By Children)
    600
Footnotes (3)
  • [F1]Each share of phantom stock represents the economic equivalent of one share of Summit common stock.
  • [F2]Shares of phantom stock are payable only in cash following termination of the reporting person's service as a director of Summit.
  • [F3]The 2009 Series Preferred Stock and 2011 Series Preferred Stock converted to Common Stock on 3/12/2015.

Documents

1 file

Issuer

SUMMIT FINANCIAL GROUP INC

CIK 0000811808

Entity typeoperating
IncorporatedWV

Related Parties

1
  • filerCIK 0000811808

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 3:33 PM ET
Size
13.9 KB