Home/Filings/4/0001140361-15-011955
4//SEC Filing

SUMMIT FINANCIAL GROUP INC 4

Accession 0001140361-15-011955

CIK 0000811808operating

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 4:11 PM ET

Size

11.9 KB

Accession

0001140361-15-011955

Insider Transaction Report

Form 4
Period: 2015-03-12
Transactions
  • Conversion

    8% Non-Cumulative Convertible Preferred Stock Series 2009

    2015-03-1218,1810 total
    Exercise: $5.50From: 2010-03-01Exp: 2019-06-01Common Stock (18,181 underlying)
  • Conversion

    Common Stock

    2015-03-12$4.00/sh+37,500$150,000115,681 total
  • Conversion

    8% Non-Cumulative Convertible Preferred Stock Series 2011

    2015-03-1237,5000 total
    Exercise: $4.00From: 2012-03-01Exp: 2021-06-01Common Stock (37,500 underlying)
  • Conversion

    Common Stock

    2015-03-12$5.50/sh+18,181$99,99678,181 total
Holdings
  • Phantom Stock

    Exercise: $0.00Common Stock (5,834.53 underlying)
    5,834.53
Footnotes (3)
  • [F1]The 2009 Series Preferred Stock and 2011 Series Preferred Stock was converted to Common Stock on 3/12/2015.
  • [F2]Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
  • [F3]Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.

Documents

1 file

Issuer

SUMMIT FINANCIAL GROUP INC

CIK 0000811808

Entity typeoperating
IncorporatedWV

Related Parties

1
  • filerCIK 0000811808

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 4:11 PM ET
Size
11.9 KB