4//SEC Filing
DYNEGY INC. 4
Accession 0001140361-15-014349
CIK 0001379895operating
Filed
Apr 2, 8:00 PM ET
Accepted
Apr 3, 3:25 PM ET
Size
11.0 KB
Accession
0001140361-15-014349
Insider Transaction Report
Form 4
DYNEGY INC.DYN
Alonso Mario E
VP-Strategic Planning & Dev
Transactions
- Award
Common Stock
2015-04-01+16,502→ 36,971 total - Disposition to Issuer
Common Stock
2015-04-02$31.29/sh−3,496$109,390→ 36,971 total - Exercise/Conversion
Common Stock
2015-04-02+3,496→ 40,467 total - Exercise/Conversion
Phantom Stock
2014-04-02+3,496→ 0 total→ Common Stock (3,496 underlying)
Footnotes (4)
- [F1]The grants of restricted stock units were approved by a committee of the Issuer's Board of Directors on April 1, 2015.
- [F2]Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in three annual installments beginning on April 1, 2016.
- [F3]Amount includes 1357 restricted stock units that vest on October 29, 2015, 1,623 restricted stock units that vest on March 18, 2016, 4,053 restricted stock units that vest in two annual equal installments beginning on March 3, 2016, 7,710 restricted stock units that vest in three annual equal installments beginning on March 3, 2016, and 16,502 restricted stock units that vest in three annual equal installments beginning on April 1, 2016.
- [F4]Each unit of phantom stock is the economic equivalent of one share of common stock. The units of phantom stock become payable in cash within 30 days after the vesting date, April 2, 2015. On April 2, 2015, 3496 phantom stock units vested and were settled in cash based upon the closing stock price of $31.29 on April 2, 2015.
Documents
Issuer
DYNEGY INC.
CIK 0001379895
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001379895
Filing Metadata
- Form type
- 4
- Filed
- Apr 2, 8:00 PM ET
- Accepted
- Apr 3, 3:25 PM ET
- Size
- 11.0 KB