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4Licensing Corp·4

Apr 10, 5:14 PM ET

4Licensing Corp 4

4 · 4Licensing Corp · Filed Apr 10, 2015

Insider Transaction Report

Form 4
Period: 2015-04-09
4Licensing CorpFOUR
Massad Wade
Director
Transactions
  • Sale

    Common Stock

    2015-04-09$0.70/sh−1,500$1,050→ 37,200 total
  • Exercise of In-Money

    Common Stock

    2015-04-09$0.26/sh+1,500$390→ 38,700 total
  • Exercise of In-Money

    Nonstatutory Stock Option (right to buy)

    2015-04-09−1,500→ 185,311 total
    Exercise: $0.26Exp: 2023-02-27→ Common Stock (1,500 underlying)
Holdings

  • Common Stock

    (indirect: See Footnote)
    617,100
Footnotes (2)
  • [F1]Represents 617,100 shares held and or managed by Cleveland Capital Management L.L.C. ("Cleveland Capital"). The Reporting Person is a managing director in Cleveland Capital and may have a pecuniary interest in the shares. The Reporting Person disclaims beneficial ownership of any shares of common stock in which he does not have a pecuniary interest.
  • [F2]The option vested in three equal installments on February 27, 2013, 2014 and 2015.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4