NICHOLAS FINANCIAL INC 4
4 · NICHOLAS FINANCIAL INC · Filed May 14, 2015
Insider Transaction Report
Form 4
FINKENBRINK RALPH
DirectorSr. Vice President, CFO
Transactions
- Disposition to Issuer
Common Stock
2015-03-19$14.85/sh−88,603$1,315,755→ 76,200 total
Holdings
- 11,000
Stock Option (right to buy)
Exercise: $6.58Exp: 2017-08-31→ Common Stock (11,000 underlying) - 8,200
Stock Option (right to buy)
Exercise: $3.60Exp: 2018-03-19→ Common Stock (8,200 underlying) - 38,500
Stock Option (right to buy)
Exercise: $3.50Exp: 2018-04-01→ Common Stock (38,500 underlying) - 40,000
Stock Option (right to buy)
Exercise: $14.37Exp: 2024-06-13→ Common Stock (40,000 underlying)
Footnotes (5)
- [F1]Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
- [F2]The options vested in five equal annual installments beginning on August 31, 2008.
- [F3]The options vested in three equal annual installments beginning on March 19, 2009.
- [F4]The options vested in three equal annual installments beginning on April 1, 2009.
- [F5]The options vested in five equal annual installments beginning on June 13, 2015.