Home/Filings/4/0001140361-15-021903
4//SEC Filing

ORION ENERGY SYSTEMS, INC. 4

Accession 0001140361-15-021903

$OESXCIK 0001409375operating

Filed

May 26, 8:00 PM ET

Accepted

May 27, 4:30 PM ET

Size

13.8 KB

Accession

0001140361-15-021903

Insider Transaction Report

Form 4
Period: 2015-05-26
Jensen Scott R
CFO and Treasurer
Transactions
  • Award

    Common Stock

    2015-05-26+75,010165,574 total
Holdings
  • Stock Options (right to buy)

    Exercise: $2.20Exp: 2017-03-01Common Stock (25,000 underlying)
    25,000
  • Stock Options (right to buy)

    Exercise: $5.35Exp: 2018-08-08Common Stock (16,502 underlying)
    16,502
  • Stock Options (right to buy)

    Exercise: $3.78Exp: 2019-05-19Common Stock (11,759 underlying)
    11,759
  • Stock Options (right to buy)

    Exercise: $5.44Exp: 2020-02-05Common Stock (100,000 underlying)
    100,000
  • Stock Options (right to buy)

    Exercise: $3.46Exp: 2020-05-18Common Stock (10,329 underlying)
    10,329
  • Stock Options (right to buy)

    Exercise: $2.00Exp: 2022-06-18Common Stock (25,000 underlying)
    25,000
Footnotes (7)
  • [F1]Restricted stock granted to the reporting person under the 2004 Stock and Incentive Awards Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of May 26, 2016, 2017 and 2018, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted March 1, 2007, vests and becomes exercisable in 20% increments on March 1, 2008, 2009, 2010, 2011 and 2012, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 5, 2010, vests and becomes exercisable in 20% increments on February 5, 2011, 2012, 2013, 2014 and 2015, respectively.
  • [F6]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
  • [F7]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
May 26, 8:00 PM ET
Accepted
May 27, 4:30 PM ET
Size
13.8 KB