Home/Filings/4/0001140361-15-021916
4//SEC Filing

ORION ENERGY SYSTEMS, INC. 4

Accession 0001140361-15-021916

$OESXCIK 0001409375operating

Filed

May 26, 8:00 PM ET

Accepted

May 27, 4:38 PM ET

Size

12.3 KB

Accession

0001140361-15-021916

Insider Transaction Report

Form 4
Period: 2015-05-26
Transactions
  • Award

    Common Stock

    2015-05-26+12,21722,932 total
Holdings
  • Common Stock

    (indirect: By Trust)
    2,000
  • Stock Options (right to buy)

    Exercise: $3.46From: 2011-05-18Exp: 2020-05-18Common Stock (19,912 underlying)
    19,912
  • Common Stock

    (indirect: By IRA)
    11,496
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
Footnotes (5)
  • [F1]Restricted stock granted to the reporting person under the 2004 Stock and Incentive Awards Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of May 26, 2016, 2017 and 2018, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F5]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
May 26, 8:00 PM ET
Accepted
May 27, 4:38 PM ET
Size
12.3 KB