ANNALY CAPITAL MANAGEMENT INC 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed Jun 2, 2015
Insider Transaction Report
Form 4
SCHAEFER JOHN H
Director
Transactions
- Exercise/Conversion
Common Stock
2015-05-22+12,878→ 47,878 total - Award
Deferred Stock Units
2015-05-21+13,197→ 37,807 total→ Common Stock (13,197 underlying) - Exercise/Conversion
Deferred Stock Units
2015-05-22−12,878→ 24,929 total→ Common Stock (12,878 underlying)
Footnotes (3)
- [F1]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F2]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
- [F3]Includes 1,339 shares acquired pursuant to a dividend reinvestment for which no additional price was paid.