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4//SEC Filing

POZEN INC /NC 4

Accession 0001140361-15-023276

CIK 0001059790operating
View on SEC.govCompany Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 6:32 PM ET

Size

19.3 KB

Accession

0001140361-15-023276

Insider Transaction Report

Form 4
Period: 2015-06-02
POZEN INC /NCPOZN
Thomas Gilda Marie
Sr. VP, Gen Cnsl & Secretary
Transactions
  • Sale

    Common Stock

    2015-06-03$7.53/sh−16,600$125,031→ 53,775 total
  • Exercise/Conversion

    Stock Option

    2015-06-02−2,830→ 20,765 total
    Exercise: $5.33Exp: 2020-03-15→ Common Stock (2,830 underlying)
  • Exercise/Conversion

    Stock Option

    2015-06-03−16,600→ 40 total
    Exercise: $5.33Exp: 2020-03-15→ Common Stock (16,600 underlying)
  • Sale

    Common Stock

    2015-06-02$7.51/sh−4,125$30,987→ 53,775 total
  • Exercise/Conversion

    Common Stock

    2015-06-03$5.33/sh+16,600$88,478→ 70,375 total
  • Exercise/Conversion

    Common Stock

    2015-06-02$5.33/sh+2,830$15,084→ 56,605 total
  • Sale

    Common Stock

    2015-06-02$7.51/sh−2,830$21,259→ 53,775 total
  • Exercise/Conversion

    Common Stock

    2015-06-02$5.33/sh+4,125$21,986→ 57,900 total
  • Exercise/Conversion

    Stock Option

    2015-06-02−4,125→ 16,640 total
    Exercise: $5.33Exp: 2020-03-15→ Common Stock (4,125 underlying)
Footnotes (5)
  • [F1]Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  • [F2]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $7.51 to 7.53.
  • [F3]The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
  • [F4]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $7.52 to 7.56.
  • [F5]The options vested in four equal annual installments, with the initial vesting date occurring on March 15, 2011.

Documents

1 file

Issuer

POZEN INC /NC

CIK 0001059790

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001059790

Filing Metadata

Form type
4
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 6:32 PM ET
Size
19.3 KB
View on SEC.gov