4//SEC Filing
POZEN INC /NC 4
Accession 0001140361-15-024852
CIK 0001059790operating
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 9:26 PM ET
Size
19.3 KB
Accession
0001140361-15-024852
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
Hodges William L
Sr. VP Finance, CFO
Transactions
- Tax Payment
Common Stock
2015-06-16$10.02/sh−30,878$309,398→ 103,499 total - Tax Payment
Common Stock
2015-06-17$10.57/sh−28,180$297,863→ 129,353 total - Exercise/Conversion
Common Stock
2015-06-16$3.77/sh+36,247$136,651→ 139,746 total - Tax Payment
Common Stock
2015-06-16$10.02/sh−22,523$225,680→ 117,223 total - Exercise/Conversion
Stock Option (right to buy)
2015-06-17−40,310→ 611 totalExercise: $5.33Exp: 2020-03-15→ Common Stock (40,921 underlying) - Exercise/Conversion
Stock Option (right to buy)
2015-06-16−45,807→ 0 totalExercise: $4.64Exp: 2019-03-19→ Common Stock (45,807 underlying) - Exercise/Conversion
Common Stock
2015-06-17$5.33/sh+40,310$214,852→ 157,533 total - Exercise/Conversion
Stock Option (right to buy)
2015-06-16−36,247→ 13,743 totalExercise: $3.77Exp: 2021-03-15→ Common Stock (49,990 underlying) - Exercise/Conversion
Common Stock
2015-06-16$4.64/sh+45,807$212,544→ 88,570 total
Footnotes (7)
- [F1]Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 16, 2015. Such shares are to be delivered to the Registrant's treasury account.
- [F2]Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 17, 2015. Such shares are to be delivered to the Registrant's treasury account.
- [F3]Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 16, 2015.
- [F4]Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 17, 2015.
- [F5]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
- [F6]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
- [F7]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
Documents
Issuer
POZEN INC /NC
CIK 0001059790
Entity typeoperating
Related Parties
1- filerCIK 0001059790
Filing Metadata
- Form type
- 4
- Filed
- Jun 17, 8:00 PM ET
- Accepted
- Jun 18, 9:26 PM ET
- Size
- 19.3 KB