POZEN INC /NC 4

4 · POZEN INC /NC · Filed Jun 18, 2015

Form 4

Period: 2015-06-16

Sr. VP Finance, CFO

Transactions

Tax Payment
Common Stock
2015-06-16$10.02/sh−30,878$309,398→ 103,499 total
Tax Payment
Common Stock
2015-06-17$10.57/sh−28,180$297,863→ 129,353 total
Exercise/Conversion
Common Stock
2015-06-16$3.77/sh+36,247$136,651→ 139,746 total
Tax Payment
Common Stock
2015-06-16$10.02/sh−22,523$225,680→ 117,223 total
Exercise/Conversion
Stock Option (right to buy)
2015-06-17−40,310→ 611 total
Exercise: $5.33Exp: 2020-03-15→ Common Stock (40,921 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-06-16−45,807→ 0 total
Exercise: $4.64Exp: 2019-03-19→ Common Stock (45,807 underlying)
Exercise/Conversion
Common Stock
2015-06-17$5.33/sh+40,310$214,852→ 157,533 total
Exercise/Conversion
Stock Option (right to buy)
2015-06-16−36,247→ 13,743 total
Exercise: $3.77Exp: 2021-03-15→ Common Stock (49,990 underlying)
Exercise/Conversion
Common Stock
2015-06-16$4.64/sh+45,807$212,544→ 88,570 total

Footnotes (7)

[F1]Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 16, 2015. Such shares are to be delivered to the Registrant's treasury account.
[F2]Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 17, 2015. Such shares are to be delivered to the Registrant's treasury account.
[F3]Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 16, 2015.
[F4]Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 17, 2015.
[F5]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
[F6]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
[F7]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.

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