POZEN INC /NC 4

Accession 0001140361-15-024853

CIK 0001059790operating

View on SEC.gov Company Profile

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 9:27 PM ET

Size

35.1 KB

Accession

0001140361-15-024853

Insider Transaction Report

Form 4

Period: 2015-06-16

POZEN INC /NCPOZN

Fort John G.

Chief Medical Officer

Transactions

Exercise/Conversion
Common Stock
2015-06-16$8.36/sh+5,497$45,955→ 53,293 total
Exercise/Conversion
Common Stock
2015-06-18$5.33/sh+36,645$195,318→ 84,993 total
Exercise/Conversion
Stock Option (right to buy)
2015-06-16−10,179→ 5,089 total
Exercise: $1.98Exp: 2021-01-03→ Common Stock (15,268 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-06-16−5,497→ 1,832 total
Exercise: $8.36Exp: 2018-03-15→ Common Stock (7,329 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-06-17−18,322→ 0 total
Exercise: $4.64Exp: 2019-03-13→ Common Stock (18,322 underlying)
Exercise/Conversion
Stock Option (right to buy)
2015-06-18−36,645→ 0 total
Exercise: $5.33Exp: 2020-03-15→ Common Stock (36,645 underlying)
Exercise/Conversion
Common Stock
2015-06-16$1.98/sh+10,179$20,154→ 57,975 total
Sale
Common Stock
2015-06-18$10.78/sh−11,373$122,601→ 48,348 total
Sale
Common Stock
2015-06-18$11.37/sh−36,645$416,654→ 48,348 total
Exercise/Conversion
Stock Option (right to buy)
2015-06-17−2,386→ 11,373 total
Exercise: $3.77Exp: 2021-03-15→ Common Stock (13,759 underlying)
Sale
Common Stock
2015-06-16$10.00/sh−10,179$101,790→ 47,796 total
Tax Payment
Common Stock
2015-06-16$10.02/sh−4,945$49,549→ 48,348 total
Sale
Common Stock
2015-06-17$10.78/sh−2,386$25,721→ 48,348 total
Exercise/Conversion
Stock Option (right to buy)
2015-06-18−11,373→ 0 total
Exercise: $3.77Exp: 2021-03-15→ Common Stock (11,373 underlying)
Exercise/Conversion
Common Stock
2015-06-17$4.64/sh+18,322$85,014→ 66,670 total
Sale
Common Stock
2015-06-17$10.68/sh−18,322$195,679→ 48,348 total
Exercise/Conversion
Common Stock
2015-06-17$3.77/sh+2,386$8,995→ 50,734 total
Exercise/Conversion
Common Stock
2015-06-18$3.77/sh+11,373$42,876→ 59,721 total

Footnotes (9)

[F1]Stock option exercise and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
[F2]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $9.93 to $10.09.
[F3]Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person. Such shares are to be delivered to the Registrant's treasury account.
[F4]Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 16, 2015.
[F5]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $10.66 to $10.74.
[F6]The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $10.78 to 10.79.
[F7]Exercisable upon achievement of certain performance criteria.
[F8]The option vests 25% annually over four years commencing upon the first anniversary of the date of grant.
[F9]The reporting person has provided to the Registrant, and the Registrant will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range reported.

Documents

1 file

4
doc1.xmlPrimary
FORM 4

Issuer

POZEN INC /NC

CIK 0001059790

→

Entity typeoperating

Related Parties

filerCIK 0001059790

Filing Metadata

Form type: 4
Filed: Jun 17, 8:00 PM ET
Accepted: Jun 18, 9:27 PM ET
Size: 35.1 KB

View on SEC.gov