4//SEC Filing
MINDBODY, Inc. 4
Accession 0001140361-15-025336
CIK 0001458962operating
Filed
Jun 23, 8:00 PM ET
Accepted
Jun 24, 5:36 PM ET
Size
31.5 KB
Accession
0001140361-15-025336
Insider Transaction Report
Form 4
Transactions
- Conversion
Series B Preferred Stock
2015-06-24−7,412→ 0 total(indirect: See footnote)→ Common Stock (7,521 underlying) - Conversion
Series G Preferred Stock
2015-06-24−590,320→ 0 total(indirect: See footnote)→ Common Stock (590,320 underlying) - Conversion
Common Stock
2015-06-24+19,668→ 336,633 total(indirect: See footnote) - Conversion
Common Stock
2015-06-24+590,554→ 594,349 total(indirect: See footnote) - Other
Common Stock
2015-06-24−594,349→ 0 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2015-06-24−12,042→ 0 total(indirect: See footnote)→ Common Stock (12,147 underlying) - Other
Class B Common Stock
2015-06-24+594,349→ 594,349 total(indirect: See footnote)→ Class A Common Stock (594,349 underlying) - Other
Common Stock
2015-06-24−336,633→ 0 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2015-06-24−145→ 0 total(indirect: See footnote)→ Common Stock (146 underlying) - Conversion
Series B Preferred Stock
2015-06-24−87→ 0 total(indirect: See footnote)→ Common Stock (88 underlying) - Other
Class B Common Stock
2015-06-24+336,633→ 336,633 total(indirect: See footnote)→ Class A Common Stock (336,633 underlying)
Montreux Equity Partners V, L.P.
10% Owner
Transactions
- Other
Class B Common Stock
2015-06-24+336,633→ 336,633 total(indirect: See footnote)→ Class A Common Stock (336,633 underlying) - Other
Common Stock
2015-06-24−336,633→ 0 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2015-06-24−7,412→ 0 total(indirect: See footnote)→ Common Stock (7,521 underlying) - Conversion
Series B Preferred Stock
2015-06-24−87→ 0 total(indirect: See footnote)→ Common Stock (88 underlying) - Conversion
Common Stock
2015-06-24+19,668→ 336,633 total(indirect: See footnote) - Conversion
Common Stock
2015-06-24+590,554→ 594,349 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2015-06-24−145→ 0 total(indirect: See footnote)→ Common Stock (146 underlying) - Conversion
Series G Preferred Stock
2015-06-24−590,320→ 0 total(indirect: See footnote)→ Common Stock (590,320 underlying) - Other
Class B Common Stock
2015-06-24+594,349→ 594,349 total(indirect: See footnote)→ Class A Common Stock (594,349 underlying) - Other
Common Stock
2015-06-24−594,349→ 0 total(indirect: See footnote) - Conversion
Series A Preferred Stock
2015-06-24−12,042→ 0 total(indirect: See footnote)→ Common Stock (12,147 underlying)
TURNER DANIEL K III
10% Owner
Transactions
- Conversion
Common Stock
2015-06-24+19,668→ 336,633 total(indirect: See footnote) - Other
Class B Common Stock
2015-06-24+594,349→ 594,349 total(indirect: See footnote)→ Class A Common Stock (594,349 underlying) - Conversion
Series A Preferred Stock
2015-06-24−12,042→ 0 total(indirect: See footnote)→ Common Stock (12,147 underlying) - Conversion
Series A Preferred Stock
2015-06-24−145→ 0 total(indirect: See footnote)→ Common Stock (146 underlying) - Conversion
Series G Preferred Stock
2015-06-24−590,320→ 0 total(indirect: See footnote)→ Common Stock (590,320 underlying) - Other
Common Stock
2015-06-24−336,633→ 0 total(indirect: See footnote) - Conversion
Common Stock
2015-06-24+590,554→ 594,349 total(indirect: See footnote) - Other
Common Stock
2015-06-24−594,349→ 0 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2015-06-24−7,412→ 0 total(indirect: See footnote)→ Common Stock (7,521 underlying) - Conversion
Series B Preferred Stock
2015-06-24−87→ 0 total(indirect: See footnote)→ Common Stock (88 underlying) - Other
Class B Common Stock
2015-06-24+336,633→ 336,633 total(indirect: See footnote)→ Class A Common Stock (336,633 underlying)
Footnotes (7)
- [F1]The Series A Preferred Stock automatically converted into Common Stock on a 1:1.00877635428226 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F2]The Series B Preferred Stock automatically converted into Common Stock on a 1:1.01483963618956 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F3]The Series G Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
- [F4]Shares held of record by Montreux Equity Partners V Associates I, LLC. Daniel K. Turner III is the sole manager of Montreux Equity Management V, LLC, which is the sole general partner of Montreux Equity Partners V Associates I, LLC. By reason of these relationships, Montreux Equity Management V, LLC and Mr. Turner may be deemed to beneficially own the securities reported herein. Each of Montreux Equity Management V, LLC and Mr. Turner disclaims beneficial ownership of such securities, except to the extent of their respective pecuniary interests therein.
- [F5]Shares held of record by Montreux Equity Partners V, L.P. Daniel K. Turner III is the sole manager of Montreux Equity Management V, LLC, which is the sole general partner of Montreux Equity Partners V, L.P. By reason of these relationships, Montreux Equity Management V, LLC and Mr. Turner may be deemed to beneficially own the securities reported herein. Each of Montreux Equity Management V, LLC and Mr. Turner disclaims beneficial ownership of such securities, except to the extent of their respective pecuniary interests therein.
- [F6]Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- [F7]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Documents
Issuer
MINDBODY, Inc.
CIK 0001458962
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001458962
Filing Metadata
- Form type
- 4
- Filed
- Jun 23, 8:00 PM ET
- Accepted
- Jun 24, 5:36 PM ET
- Size
- 31.5 KB