Home/Filings/4/0001140361-15-025943
4//SEC Filing

ORION ENERGY SYSTEMS, INC. 4

Accession 0001140361-15-025943

$OESXCIK 0001409375operating

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 10:59 AM ET

Size

12.8 KB

Accession

0001140361-15-025943

Insider Transaction Report

Form 4
Period: 2015-06-29
Transactions
  • Gift

    Common Stock

    2015-06-29+11,49613,496 total(indirect: By Trust)
  • Gift

    Common Stock

    2015-06-2911,4960 total(indirect: By IRA)
Holdings
  • Stock Options (right to buy)

    Exercise: $4.19From: 2012-05-23Exp: 2021-05-23Common Stock (22,045 underlying)
    22,045
  • Stock Options (right to buy)

    Exercise: $2.03From: 2013-06-12Exp: 2022-06-12Common Stock (26,646 underlying)
    26,646
  • Stock Options (right to buy)

    Exercise: $2.41From: 2013-12-31Exp: 2023-05-28Common Stock (36,568 underlying)
    36,568
  • Common Stock

    22,932
  • Stock Options (right to buy)

    Exercise: $3.46From: 2011-05-18Exp: 2020-05-18Common Stock (19,912 underlying)
    19,912
Footnotes (4)
  • [F1]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
  • [F2]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
  • [F3]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
  • [F4]Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.

Documents

1 file

Issuer

ORION ENERGY SYSTEMS, INC.

CIK 0001409375

Entity typeoperating
IncorporatedWI

Related Parties

1
  • filerCIK 0001409375

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 10:59 AM ET
Size
12.8 KB