Earnings Feed
Start Free
Home/Filings/4/0001140361-15-026076
4//SEC Filing

NewStar Financial, Inc. 4

Accession 0001140361-15-026076

CIK 0001373561operating
View on SEC.govCompany Profile

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 5:28 PM ET

Size

85.6 KB

Accession

0001140361-15-026076

Insider Transaction Report

Form 4
Period: 2015-06-29
NewStar Financial, Inc.NEWS
Capital Z Partners III, L.P.
Other
Transactions
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
Capital Z Partners III GP, L.P.
Other
Transactions
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
CAPITAL Z FINANCIAL SERVICES PRIVATE FUND II, L.P.
Other
Transactions
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
CAPITAL Z PARTNERS LTD
Other
Transactions
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
Capital Z Partners Management, LLC
10% Owner
Transactions
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
CAPITAL Z PARTNERS LP
Other
Transactions
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
COOPER BRADLEY E
Director
Transactions
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
CAPITAL Z FINANCIAL SERVICES FUND II LP
Other
Transactions
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
Capital Z Partners III GP, Ltd.
Other
Transactions
  • Other

    Common Stock

    2015-06-29+7,002→ 5,572,168 total(indirect: See notes)
  • Other

    Common Stock

    2015-06-29−7,002→ 29,919 total
Holdings

  • Common Stock

    (indirect: See notes)
    4,000,000
Footnotes (5)
  • [F1]See Footnote 1 in Exhibit 99.1.
  • [F2]See Footnote 2 in Exhibit 99.1.
  • [F3]See Footnote 3 in Exhibit 99.1.
  • [F4]See Footnote 4 in Exhibit 99.1.
  • [F5]See Footnote 5 in Exhibit 99.1.

Documents

2 files

Issuer

NewStar Financial, Inc.

CIK 0001373561

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001373561

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 5:28 PM ET
Size
85.6 KB
View on SEC.gov