SUMMIT FINANCIAL GROUP INC·4/A

Jul 23, 10:42 AM ET

SUMMIT FINANCIAL GROUP INC 4/A

4/A · SUMMIT FINANCIAL GROUP INC · Filed Jul 23, 2015

Insider Transaction Report

Form 4/AAmended
Period: 2011-10-31
Transactions
  • Purchase

    8% Non-Cumulative Convertible Preferred Stock, Series 2011

    2011-10-31$500.00/sh+118$59,00014,750 total(indirect: By Spouse)
    Exercise: $4.00From: 2012-03-01Exp: 2021-06-01Common Stock (14,750 underlying)
  • Exercise of In-Money

    Subscription Rights (right to buy)

    2011-10-31$500.00/sh118$59,000118 total(indirect: By Spouse)
    Exercise: $500.00From: 2011-07-01Exp: 2011-10-31Preferred Stock (118 underlying)
Footnotes (2)
  • [F1]The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
  • [F2]On November 2, 2011, the reporting person filed a Form 4 reporting the acquisition of 100 shares of 2011 Preferred Stock by 401(k) Plan FBO Spouse. The correct number of shares of Preferred Stock acquired was 118, which are convertible into 14,750 shares of Common Stock.

Documents

1 file
  • 4
    doc1.xml

    FORM 4/A