SEACOAST BANKING CORP OF FLORIDA 4
Accession 0001140361-15-028462
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 6:55 PM ET
Size
19.8 KB
Accession
0001140361-15-028462
Insider Transaction Report
- Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+1,912$29,999→ 7,963,141 total(indirect: Held by CapGen Capital Group III LP) - Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+479$7,516→ 52,985 total
- 9,950
Common Stock, par value $0.10 per share
- 49,373
Common Stock, par value $0.10 per share
- 12,437(indirect: See Footnote.)
Common Stock, par value $0.10 per share
- Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+1,912$29,999→ 7,963,141 total(indirect: Held by CapGen Capital Group III LP) - Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+479$7,516→ 52,985 total
- 12,437(indirect: See Footnote.)
Common Stock, par value $0.10 per share
- 49,373
Common Stock, par value $0.10 per share
- 9,950
Common Stock, par value $0.10 per share
- Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+1,912$29,999→ 7,963,141 total(indirect: Held by CapGen Capital Group III LP) - Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+479$7,516→ 52,985 total
- 49,373
Common Stock, par value $0.10 per share
- 12,437(indirect: See Footnote.)
Common Stock, par value $0.10 per share
- 9,950
Common Stock, par value $0.10 per share
- Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+1,912$29,999→ 7,963,141 total(indirect: Held by CapGen Capital Group III LP) - Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+479$7,516→ 52,985 total
- 12,437(indirect: See Footnote.)
Common Stock, par value $0.10 per share
- 9,950
Common Stock, par value $0.10 per share
- 49,373
Common Stock, par value $0.10 per share
- Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+1,912$29,999→ 7,963,141 total(indirect: Held by CapGen Capital Group III LP) - Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+479$7,516→ 52,985 total
- 9,950
Common Stock, par value $0.10 per share
- 12,437(indirect: See Footnote.)
Common Stock, par value $0.10 per share
- 49,373
Common Stock, par value $0.10 per share
- Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+479$7,516→ 52,985 total - Award
Common Stock, par value $0.10 per share
2015-07-21$15.69/sh+1,912$29,999→ 7,963,141 total(indirect: Held by CapGen Capital Group III LP)
- 12,437(indirect: See Footnote.)
Common Stock, par value $0.10 per share
- 49,373
Common Stock, par value $0.10 per share
- 9,950
Common Stock, par value $0.10 per share
Footnotes (10)
- [F1]Robert Goldstein directly owns such shares of the common stock, par value $0.10 per share (the "Common Stock") of Seacoast Banking Corporation of Florida (the "Issuer"), which represent 20% of a grant paid in Common Stock by the Issuer to Mr. Goldstein for his service as a member of the board of directors of the Issuer. Pursuant to an arrangement with CapGen Capital Group III LP ("CapGen III"), any grants of Common Stock to Mr. Goldstein for his service as director are split 80/20 with CapGen III.
- [F10]Mr. Rose directly owns the shares reported in this row.
- [F2]CapGen III directly owns such shares of Common Stock, which represent 80% of a grant paid in Common Stock by the Issuer to Mr. Goldstein for his service as a member of the board of directors of the Issuer as referenced in Note 1.
- [F3]Mr. Goldstein directly owns the shares reported in this row.
- [F4]CapGen Capital Group III LLC ("CapGen LLC") is the sole general partner of CapGen III. Mr. Eugene A. Ludwig is the managing member of CapGen LLC. As the sole general partner of CapGen III, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
- [F5]As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Sullivan may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Rose may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act.
- [F6]As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen III, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act.
- [F7]Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, Mr. Ludwig, Mr. Sullivan, Mr. Rose and Mr. Goldstein disclaim that they are the beneficial owners of such shares, except to the extent of their pecuniary interests.
- [F8]The shares reported in this row are held in a retirement account over which Mr. Goldstein holds discretionary authority.
- [F9]Mr. Sullivan directly owns the shares reported in this row.
Documents
Issuer
SEACOAST BANKING CORP OF FLORIDA
CIK 0000730708
Related Parties
1- filerCIK 0000730708
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 6:55 PM ET
- Size
- 19.8 KB