SUMMIT FINANCIAL GROUP INC 4
4 · SUMMIT FINANCIAL GROUP INC · Filed Jul 24, 2015
Insider Transaction Report
Form 4
Hott Jeffrey E.
Director
Transactions
- Sale
Common Stock
2014-09-19$10.50/sh−22$231→ 21,078 total(indirect: By Franklin Oil) - Sale
Common Stock
2014-09-18$10.50/sh−139$1,460→ 3,014 total - Sale
Common Stock
2014-10-19$10.50/sh−778$8,169→ 20,300 total(indirect: By Franklin Oil) - Sale
Common Stock
2014-09-19$10.50/sh−214$2,247→ 2,800 total
Holdings
- 50(indirect: By E.E. Hott, Inc.)
8% Non-Cumulative Convertible Preferred Stock, Series 2009
Exercise: $5.50From: 2010-03-01Exp: 2019-06-01→ Common Stock (9,090.91 underlying) - 87,960(indirect: By EE Hott, Inc.)
Common Stock
- 400(indirect: As Cust for Son)
Common Stock
- 480(indirect: By Spouse)
Common Stock
- 50
8% Non-Cumulative Convertible Preferred Stock, Series 2009
Exercise: $5.50From: 2010-03-01Exp: 2019-06-01→ Common Stock (9,090.91 underlying)
Footnotes (3)
- [F1]The 2009 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
- [F2]The reporting person inadvertently failed to report the sale of these directly owned shares.
- [F3]The reporting person inadvertently failed to report sales of shares in which he claimed indirect beneficial ownership.