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Home/Filings/4/0001140361-15-028763
4//SEC Filing

CALPINE CORP 4

Accession 0001140361-15-028763

CIK 0000916457operating
View on SEC.govCompany Profile

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 6:54 PM ET

Size

26.2 KB

Accession

0001140361-15-028763

Insider Transaction Report

Form 4
Period: 2015-07-23
CALPINE CORPCPN
MILLER W. THADDEUS
EVP & CHIEF LEGAL OFFICER
Transactions
  • Tax Payment

    Common Stock, par value $0.001 per share

    2015-07-23$16.87/sh−2,863$48,299→ 354,228 total
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2015-07-27$12.64/sh+1,914$24,193→ 357,868 total
  • Tax Payment

    Common Stock, par value $0.001 per share

    2015-07-27$16.57/sh−1,651$27,357→ 356,217 total
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2015-07-23$12.64/sh+3,350$42,344→ 357,091 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-07-24−12,445→ 38,769 total
    Exercise: $12.64From: 2013-08-11Exp: 2015-08-11→ Common Stock, par value $0.001 per share (12,445 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.001 per share

    2015-07-24$12.64/sh+12,445$157,305→ 366,673 total
  • Tax Payment

    Common Stock, par value $0.001 per share

    2015-07-24$16.61/sh−10,719$178,043→ 355,954 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-07-23−3,350→ 51,214 total
    Exercise: $12.64From: 2013-08-11Exp: 2015-08-11→ Common Stock, par value $0.001 per share (3,350 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2015-07-27−1,914→ 36,855 total
    Exercise: $12.64From: 2013-08-11Exp: 2015-08-11→ Common Stock, par value $0.001 per share (1,914 underlying)
Holdings

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    7,880

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    5,808

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    17,345

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    40,462

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    26,967

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    40,462

  • Common Stock, par value $0.001 per share

    (indirect: By Trust)
    11,853
Footnotes (9)
  • [F1]Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 2,863 shares were withheld by Calpine Corporation (the "Company") for payment of the exercise price and applicable taxes, and the net exercise resulted in 487 shares being issued by the Company to the reporting person.
  • [F2]Closing market price of the Company common stock on the transaction date.
  • [F3]Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 10,719 shares were withheld by the Company for payment of the exercise price and applicable taxes, and the net exercise resulted in 1,726 shares being issued by the Company to the reporting person.
  • [F4]Represents a "net exercise" of vested stock options. There was no open market sale of shares by the reporting person. A total of 1,651 shares were withheld by the Company for payment of the exercise price and applicable taxes, and the net exercise resulted in 263 shares being issued by the Company to the reporting person.
  • [F5]The Reporting Person's children are respective beneficiaries of the trusts, and the Reporting Person and his spouse serve as trustees. The Reporting Person may be deemed to be an indirect beneficial owner of the shares held by each trust and these shares continue to be reported on this Form 4 as indirectly owned.
  • [F6]The Reporting Person funded the GRAT in November 2013, is the sole recipient of the annuity payments made by this GRAT and serves as the trustee of this GRAT.
  • [F7]The Reporting Person funded the GRAT in May 2014, is the sole recipient of the annuity payments made by this GRAT and serves as the trustee of this GRAT.
  • [F8]The Reporting Person funded the GRAT in November 2014, is the sole recipient of the annuity payments made by this GRAT and serves as the trustee of this GRAT.
  • [F9]The Reporting Person funded the GRAT in June 2015, is the sole recipient of the annuity payments made by this GRAT and serves as the trustee of this GRAT.

Documents

1 file

Issuer

CALPINE CORP

CIK 0000916457

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000916457

Filing Metadata

Form type
4
Filed
Jul 26, 8:00 PM ET
Accepted
Jul 27, 6:54 PM ET
Size
26.2 KB
View on SEC.gov