Home/Filings/4/0001140361-15-028880
4//SEC Filing

CASTLE A M & CO 4

Accession 0001140361-15-028880

CIK 0000018172operating

Filed

Jul 27, 8:00 PM ET

Accepted

Jul 28, 5:11 PM ET

Size

19.3 KB

Accession

0001140361-15-028880

Insider Transaction Report

Form 4
Period: 2015-07-24
Transactions
  • Award

    Employee Stock Option (right to buy)

    2015-07-24+50,00050,000 total
    Exercise: $3.92Exp: 2025-07-23Common Stock (50,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2015-07-24+180,000180,000 total
    Exercise: $3.92Exp: 2025-07-23Common Stock (180,000 underlying)
  • Award

    Restricted Stock Units

    2015-07-24+65,00065,000 total
    Common Stock (65,000 underlying)
Footnotes (4)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of A.M. Castle & Co.
  • [F2]The restricted stock units vest in full on December 31, 2017, provided the Reporting Person is employed by A.M. Castle & Co. on the vesting date.
  • [F3]As awarded under the A.M. Castle & Co. 2015-2017 Long-Term Compensation Plan, one-third, or 60,000, options shall be vested on April 17, 2016, and exercisable on July 24, 2016, an additional one-third, or 60,000, options shall be vested and exercisable on April 17, 2017, and the final one-third, or 60,000, options shall be vested and exercisable on April 17, 2018, provided the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates.
  • [F4]As awarded under the A.M. Castle & Co. 2015 Short-Term Incentive Plan, one-third, or 16,666, options shall be vested and exercisable on July 24, 2016, an additional one-third, or 16,667, options shall be vested and exercisable on July 24, 2017, and the final one-third, or 16,667, options shall be vested and exercisable on July 24, 2018, provided the Reporting Person is employed by A.M. Castle & Co. on each of the vesting dates.

Issuer

CASTLE A M & CO

CIK 0000018172

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0000018172

Filing Metadata

Form type
4
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 5:11 PM ET
Size
19.3 KB