Home/Filings/4/0001140361-15-029962
4//SEC Filing

HERITAGE OAKS BANCORP 4

Accession 0001140361-15-029962

CIK 0000921547operating

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 3:24 PM ET

Size

12.7 KB

Accession

0001140361-15-029962

Insider Transaction Report

Form 4
Period: 2015-08-03
Transactions
  • Award

    Common stock

    2015-08-03$8.03/sh+3,113$24,9973,113 total(indirect: Please see not (1))
Holdings
  • Common stock

    (indirect: Please see note (2))
    104,941
  • Common stock

    7,646
  • Stock option

    Exercise: $4.50From: 2009-02-02Exp: 2019-02-02Common stock (2,500 underlying)
    2,500
  • Common stock

    (indirect: By IRA)
    1,082
  • Stock option

    Exercise: $3.10From: 2010-09-01Exp: 2020-09-01Common stock (7,500 underlying)
    7,500
  • Stock option

    Exercise: $15.24From: 2007-11-01Exp: 2017-11-01Common stock (5,250 underlying)
    5,250
  • Stock option

    Exercise: $11.48From: 2008-02-01Exp: 2018-02-01Common stock (2,625 underlying)
    2,625
  • Common stock

    (indirect: By IRA)
    11,328
Footnotes (2)
  • [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
  • [F2]Mark C. Fugate is custodian for Andrew A. Dalmau, Michelle Dalmau, Natalie Dalmau, Bethany Fugate, Kathryn Fugate, Timothy Fugate, Kelsey Lahr, and Miranda Lahr, minors under the California Uniform Transfers to Minors Act; Mr. Fugate also has an interest in the 2008 Fugate Family Trust, (combined indirect shares total 104,941).

Documents

1 file

Issuer

HERITAGE OAKS BANCORP

CIK 0000921547

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000921547

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 3:24 PM ET
Size
12.7 KB