HERITAGE OAKS BANCORP 4
4 · HERITAGE OAKS BANCORP · Filed Aug 5, 2015
Insider Transaction Report
Form 4
Gould Howard
Director10% Owner
Transactions
- Award
Common stock
2015-08-03$8.03/sh+3,113$24,997→ 3,113 total(indirect: Please see note (1))
Holdings
- 5,876,607
Common stock
Footnotes (3)
- [F1]Restricted shares granted pursuant to the Company's 2015 Equity Incentive Plan. The shares vest 100% one year from the grant date. The shares are subject to forfeiture.
- [F2]Reporting person by virtue of being a managing member of Carpenter Fund Manager GL, LLP ("Manager"), the general partner of each of Carpenter Community BancFund-A, LP ("Fund A"), Carpenter Community BancFund, LP ("Fund LP"), and Carpenter Community BancFund-CA LP ("Fund CA", the "Funds"), may be deemed to beneficially own shares held by the Funds, but disclaims beneficial ownership thereof.
- [F3]Fund LP is the record holder of 193,066 shares, Fund A is the record holder of 5,491,752 shares, and Fund CA is the record holder of 188,198 shares.