ANNALY CAPITAL MANAGEMENT INC 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed Aug 12, 2015
Insider Transaction Report
Form 4
BRADY KEVIN
Director
Transactions
- Purchase
Common Stock
2015-08-11$10.16/sh+48,750$495,300→ 48,750 total(indirect: By Trust)
Holdings
- 1,250
Option to purchase Common Stock
Exercise: $17.11From: 2012-06-26Exp: 2017-06-26→ Common Stock (1,250 underlying) - 42,500(indirect: By Spouse)
Common Stock
- 750(indirect: By daughter)
Common Stock
- 20,000
Option to purchase Common Stock
Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (20,000 underlying) - 10,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (10,000 underlying) - 12,500
Option to purchase Common Stock
Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (12,500 underlying) - 44,150
Common Stock
- 750(indirect: By daughter)
Common Stock
- 9,000(indirect: By mother)
Common Stock
- 1,250
Option to purchase Common Stock
Exercise: $18.67From: 2011-06-27Exp: 2016-06-27→ Common Stock (1,250 underlying) - 35,437
Deferred Stock Units
→ Common Stock (35,437 underlying)
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- [F2]Options previously granted.
- [F3]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F4]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.