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4//SEC Filing

ANNALY CAPITAL MANAGEMENT INC 4

Accession 0001140361-15-031277

$NLYCIK 0001043219operating
View on SEC.govCompany Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 2:12 PM ET

Size

16.7 KB

Accession

0001140361-15-031277

Insider Transaction Report

Form 4
Period: 2015-08-11
ANNALY CAPITAL MANAGEMENT INCNLY
BRADY KEVIN
Director
Transactions
  • Purchase

    Common Stock

    2015-08-11$10.16/sh+48,750$495,300→ 48,750 total(indirect: By Trust)
Holdings

  • Option to purchase Common Stock

    Exercise: $17.11From: 2012-06-26Exp: 2017-06-26→ Common Stock (1,250 underlying)
    1,250

  • Common Stock

    (indirect: By Spouse)
    42,500

  • Common Stock

    (indirect: By daughter)
    750

  • Option to purchase Common Stock

    Exercise: $16.46From: 2009-05-08Exp: 2018-05-08→ Common Stock (20,000 underlying)
    20,000

  • Option to purchase Common Stock

    Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (10,000 underlying)
    10,000

  • Option to purchase Common Stock

    Exercise: $13.25From: 2010-04-22Exp: 2019-04-22→ Common Stock (12,500 underlying)
    12,500

  • Common Stock

    44,150

  • Common Stock

    (indirect: By daughter)
    750

  • Common Stock

    (indirect: By mother)
    9,000

  • Option to purchase Common Stock

    Exercise: $18.67From: 2011-06-27Exp: 2016-06-27→ Common Stock (1,250 underlying)
    1,250

  • Deferred Stock Units

    → Common Stock (35,437 underlying)
    35,437
Footnotes (4)
  • [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  • [F2]Options previously granted.
  • [F3]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs following a termination of service as described in Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
  • [F4]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.

Documents

1 file

Issuer

ANNALY CAPITAL MANAGEMENT INC

CIK 0001043219

→
Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001043219

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 2:12 PM ET
Size
16.7 KB
View on SEC.gov