$WINT·4

DISCOVERY LABORATORIES INC /DE/ · Aug 18, 4:42 PM ET

DISCOVERY LABORATORIES INC /DE/ 4

4 · DISCOVERY LABORATORIES INC /DE/ · Filed Aug 18, 2015

Insider Transaction Report

Form 4
Period: 2015-08-14
Transactions
  • Award

    Common Stock

    2015-08-14+16,66726,079 total
  • Award

    Non-Qualified Stock Option (Right to Buy)

    2015-08-14+15,00015,000 total
    Exercise: $1.17From: 2016-08-14Exp: 2025-08-14Common Stock (15,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    15,000
  • Common Stock

    (indirect: By Spouse)
    8,333
Footnotes (4)
  • [F1]Restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. The RSUs shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.
  • [F2]Dr. Rosenthale disclaims beneficial ownership of shares held by, or for the benefit of, his spouse.
  • [F3]Shares held by the Marvin and Patricia Rosenthale Family Revocable Trust; Marvin and Patricia Rosenthale, Trustees.
  • [F4]Stock option shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4