Home/Filings/4/0001140361-15-035115
4//SEC Filing

SOTHEBYS 4

Accession 0001140361-15-035115

CIK 0000823094operating

Filed

Sep 14, 8:00 PM ET

Accepted

Sep 15, 5:01 PM ET

Size

5.8 KB

Accession

0001140361-15-035115

Insider Transaction Report

Form 4
Period: 2015-09-15
Devonshire Duke of
DirectorDeputy Chairman
Transactions
  • Award

    Dividend Equivalent Rights

    2015-09-15+127.867,118.92 total
    Common Stock (127.86 underlying)
Footnotes (2)
  • [F1]The Dividend Equivalent Rights have accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") with respect to Deferred Stock Units received by the reporting person under the Plan. The Deferred Stock Units and the Dividend Equivalent Rights will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
  • [F2]Not Applicable

Documents

1 file

Issuer

SOTHEBYS

CIK 0000823094

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000823094

Filing Metadata

Form type
4
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 5:01 PM ET
Size
5.8 KB