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4//SEC Filing

SI Financial Group, Inc. 4

Accession 0001140361-15-035748

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Sep 22, 8:00 PM ET

Accepted

Sep 23, 3:54 PM ET

Size

11.4 KB

Accession

0001140361-15-035748

Insider Transaction Report

Form 4
Period: 2015-09-21
SI Financial Group, Inc.SIFI
Little Paul R
Senior Credit Officer
Transactions
  • Tax Payment

    Common Stock

    2015-09-21$11.82/sh−163$1,927→ 3,644 total
Holdings

  • Common Stock

    (indirect: By Performance Stock Award)
    3,125

  • Common Stock

    (indirect: By Stock Award)
    467

  • Common Stock

    (indirect: By Stock Award II)
    2,500

  • Common Stock

    (indirect: By ESOP)
    1,965.247

  • Stock Options

    Exercise: $11.20From: 2013-03-21Exp: 2022-03-21→ Common Stock (1,000 underlying)
    1,000

  • Stock Options

    Exercise: $11.01From: 2013-10-24Exp: 2022-10-24→ Common Stock (20,000 underlying)
    20,000
Footnotes (6)
  • [F1]Since the reporting person's last report 467 shares previously held by Stock Award have vested and are now owned directly.
  • [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2005 Equity Incentive Plan vest in three equal annual installments commencing on September 21, 2014.
  • [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on March 21, 2013.
  • [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.

Documents

1 file

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 3:54 PM ET
Size
11.4 KB
View on SEC.gov