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SI Financial Group, Inc. 4

Accession 0001140361-15-035940

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 4:34 PM ET

Size

18.6 KB

Accession

0001140361-15-035940

Insider Transaction Report

Form 4
Period: 2015-09-23
SI Financial Group, Inc.SIFI
Garvey Michael R
Director
Transactions
  • Award

    Stock Options

    2015-09-23+10,000→ 10,000 total
    Exercise: $11.86From: 2016-09-23Exp: 2025-09-23→ Common Stock (10,000 underlying)
Holdings

  • Common Stock

    (indirect: By IRA)
    4,875

  • Common Stock

    3,341

  • Common Stock

    (indirect: By Performance Stock Award)
    937

  • Stock Options

    Exercise: $11.71From: 2014-10-24Exp: 2024-02-26→ Common Stock (8,981 underlying)
    8,981

  • Common Stock

    (indirect: By Stock Award II)
    750

  • Stock Options

    Exercise: $13.93From: 2008-06-14Exp: 2017-06-14→ Common Stock (8,981 underlying)
    8,981
Footnotes (6)
  • [F1]Since the reporting person's last report 375 shares of Performance Stock awards have vested and are now held directly.
  • [F2]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F3]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F4]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on September 23, 2016.
  • [F5]Stock Options are fully vested and exercisable.
  • [F6]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2014.

Documents

2 files

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 4:34 PM ET
Size
18.6 KB
View on SEC.gov