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4//SEC Filing

SI Financial Group, Inc. 4

Accession 0001140361-15-035943

CIK 0001500213operating
View on SEC.govCompany Profile

Filed

Sep 24, 8:00 PM ET

Accepted

Sep 25, 4:37 PM ET

Size

17.9 KB

Accession

0001140361-15-035943

Insider Transaction Report

Form 4
Period: 2015-09-23
SI Financial Group, Inc.SIFI
Wood Jonathan S
SVP-Retail Banking
Transactions
  • Award

    Common Stock

    2015-09-23+8,000→ 5,333 total(indirect: By Stock Award II)
  • Tax Payment

    Common Stock

    2015-09-23$11.86/sh+932$11,054→ 3,102 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    329.374

  • Stock Options

    Exercise: $11.01From: 2013-10-24Exp: 2020-10-24→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By Performance Stock Award)
    1,562

  • Common Stock

    (indirect: By ESOP)
    705.753

  • Common Stock

    (indirect: By Stock Award)
    1,250
Footnotes (5)
  • [F1]Since the reporting person's last report, 2,667 shares granted by Stock Award II on September 23, 2015 vested immediately and are now owned directly.
  • [F2]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
  • [F3]The performance stock award vests in four equal annual installments commencing on February 26, 2014 and in each case is subject to continued employment with the Company and the achievement of certain performance metrics. If such performance metrics have not been satisfied as of such dates the awards may vest on a subsequent vesting date if the tangible book value of the Company's common stock on that date equals or exceeds the value on the grant date. All unvested award shares after the fourth vesting date will be forfeited.
  • [F4]Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in four equal annual installments commencing on October 24, 2013.
  • [F5]Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.

Documents

2 files

Issuer

SI Financial Group, Inc.

CIK 0001500213

→
Entity typeoperating

Related Parties

1
  • filerCIK 0001500213

Filing Metadata

Form type
4
Filed
Sep 24, 8:00 PM ET
Accepted
Sep 25, 4:37 PM ET
Size
17.9 KB
View on SEC.gov