AFTERMASTER, INC. 4/A

Accession 0001140361-15-036040

CIK 0000836809operating

View on SEC.gov Company Profile

Filed

Sep 27, 8:00 PM ET

Accepted

Sep 28, 9:05 PM ET

Size

119.6 KB

Accession

0001140361-15-036040

Insider Transaction Report

Form 4/AAmended

Period: 2011-03-01

AFTERMASTER, INC.SOMD

PERROTTI FRANK JR.

Director

Transactions

Purchase
Common Stock
2011-10-13$0.67/sh+65,344$43,780→ 362,940 total(indirect: (1))
Purchase
Common Stock
2013-02-22$0.13/sh+121,212$15,758→ 1,886,308 total
Purchase
Common Stock
2013-07-22$0.17/sh+817,006$138,891→ 4,350,027 total(indirect: (1))
Purchase
Common Stock
2013-10-22$0.22/sh+68,259$15,017→ 4,418,286 total
Purchase
Common Stock
2014-04-16$0.16/sh+95,964$15,354→ 6,055,964 total
Purchase
Common Stock
2014-04-16$0.17/sh+727,311$123,643→ 6,783,275 total(indirect: (1))
Purchase
Warrant
2011-04-01+30,000→ 7 total(indirect: (1))
Exercise: $0.60From: 2011-04-01Exp: 2016-04-01→ Common Stock (30,000 underlying)
Purchase
Warrant
2011-06-01+30,000→ 7 total(indirect: (1))
Exercise: $0.60From: 2011-06-01Exp: 2016-06-01→ Common Stock (30,000 underlying)
Purchase
Warrant
2011-07-30+50,000→ 7 total(indirect: (1))
Exercise: $0.60From: 2011-07-30Exp: 2016-07-30→ Common Stock (50,000 underlying)
Purchase
Warrant
2011-10-17+30,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2011-10-17Exp: 2016-10-17→ Common Stock (30,000 underlying)
Purchase
Warrant
2011-11-03+60,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2011-11-03Exp: 2016-11-03→ Common Stock (60,000 underlying)
Purchase
Convertible Promissory Note
2011-12-15$100000.00/sh+100,000$10,000,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-06-15→ Common Stock (200,000 underlying)
Purchase
Convertible Promissory Note
2011-12-30$300000.00/sh+300,000$90,000,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-06-30→ Common Stock (600,000 underlying)
Purchase
Convertible Promissory Note
2012-05-03$150000.00/sh+150,000$22,500,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-11-03→ Common Stock (300,000 underlying)
Purchase
Convertible Promissory Note
2012-06-20$125000.00/sh+125,000$15,625,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-12-20→ Common Stock (250,000 underlying)
Purchase
Warrant
2011-06-30+50,000→ 7 total(indirect: (1))
Exercise: $0.60From: 2011-06-30Exp: 2016-06-30→ Common Stock (50,000 underlying)
Purchase
Warrant
2011-09-30+25,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2011-09-30Exp: 2016-09-30→ Common Stock (25,000 underlying)
Purchase
Convertible Promissory Note
2011-11-03$250000.00/sh+250,000$62,500,000,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-05-03→ Common Stock (625,000 underlying)
Purchase
Convertible Promissory Note
2011-12-02$250000.00/sh+250,000$62,500,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-06-02→ Common Stock (500,000 underlying)
Purchase
Warrant
2011-12-15+50,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2011-12-15Exp: 2016-12-15→ Common Stock (50,000 underlying)
Purchase
Warrant
2011-12-30+150,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2011-12-30Exp: 2016-12-30→ Common Stock (150,000 underlying)
Purchase
Convertible Promissory Note
2012-02-03$100000.00/sh+100,000$10,000,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-08-03→ Common Stock (200,000 underlying)
Purchase
Warrant
2012-02-03+25,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-02-03Exp: 2017-02-03→ Common Stock (25,000 underlying)
Purchase
Convertible Promissory Note
2012-02-16$100000.00/sh+100,000$10,000,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-08-16→ Common Stock (200,000 underlying)
Purchase
Warrant
2012-03-02+37,500→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-03-02Exp: 2017-03-02→ Common Stock (37,500 underlying)
Purchase
Warrant
2012-03-16+50,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-03-16Exp: 2017-03-16→ Common Stock (50,000 underlying)
Purchase
Convertible Promissory Note
2012-04-17$200000.00/sh+200,000$40,000,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-10-17→ Common Stock (400,000 underlying)
Purchase
Common Stock
2012-03-21$0.39/sh+47,500$18,292→ 498,316 total
Purchase
Common Stock
2011-07-25$0.85/sh+37,240$31,654→ 297,596 total(indirect: (1))
Purchase
Common Stock
2011-12-08$0.55/sh+33,562$18,459→ 450,816 total(indirect: (1))
Purchase
Common Stock
2012-07-03$0.44/sh+256,595$112,902→ 754,911 total(indirect: (1))
Purchase
Common Stock
2013-05-08$0.17/sh+761,869$129,518→ 3,257,490 total(indirect: (1))
Purchase
Common Stock
2013-10-22$0.10/sh+731,871$73,187→ 5,150,157 total(indirect: (1))
Purchase
Common Stock
2014-01-28$0.10/sh+739,913$73,991→ 5,890,070 total(indirect: (1))
Purchase
Common Stock
2014-01-28$0.10/sh+69,930$6,993→ 5,960,000 total
Purchase
Common Stock
2014-07-18$0.24/sh+754,180$181,003→ 7,622,313 total(indirect: (1))
Purchase
Warrant
2012-05-03+37,500→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-05-03Exp: 2017-05-03→ Common Stock (37,500 underlying)
Purchase
Common Stock
2011-03-01$0.69/sh+13,314$9,187→ 185,022 total
Purchase
Common Stock
2011-11-03$0.52/sh+28,846$15,000→ 391,786 total
Purchase
Common Stock
2012-09-11$0.25/sh+389,263$97,316→ 1,144,174 total(indirect: (1))
Purchase
Common Stock
2013-05-08$0.11/sh+140,845$15,493→ 3,398,335 total
Purchase
Common Stock
2013-07-22$0.17/sh+89,686$15,247→ 3,533,021 total
Purchase
Common Stock
2014-05-06$0.21/sh+1,755$369→ 6,868,133 total
Purchase
Common Stock
2014-05-06$0.23/sh+83,103$19,114→ 6,866,378 total(indirect: (1))
Purchase
Warrant
2012-04-17+50,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-04-17Exp: 2017-04-17→ Common Stock (50,000 underlying)
Purchase
Warrant
2012-06-05+31,250→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-06-05Exp: 2017-06-05→ Common Stock (31,250 underlying)
Purchase
Common Stock
2011-05-04$1.00/sh+15,000$15,000→ 200,022 total
Purchase
Common Stock
2011-12-08$0.61/sh+25,468$15,535→ 417,254 total(indirect: (1))
Purchase
Common Stock
2011-05-04$1.39/sh+37,257$51,787→ 237,279 total(indirect: (1))
Purchase
Common Stock
2011-07-25$0.65/sh+23,077$15,000→ 260,356 total
Purchase
Common Stock
2012-11-19$0.30/sh+396,806$119,042→ 1,540,980 total(indirect: (1))
Purchase
Common Stock
2012-11-19$0.36/sh+224,116$80,682→ 1,765,096 total
Purchase
Common Stock
2013-02-22$0.13/sh+609,313$79,211→ 2,495,621 total(indirect: (1))
Purchase
Common Stock
2013-05-30$0.18/sh+45,000$8,100→ 3,443,335 total
Purchase
Warrant
2011-05-01+30,000→ 7 total(indirect: (1))
Exercise: $0.60From: 2011-05-01Exp: 2016-05-01→ Common Stock (30,000 underlying)
Purchase
Warrant
2011-12-02+112,500→ 7 total(indirect: (1))
Exercise: $0.40From: 2011-12-02Exp: 2016-12-02→ Common Stock (112,500 underlying)
Purchase
Warrant
2012-02-16+25,000→ 7 total(indirect: (1))
Exercise: $0.40From: 2012-02-16Exp: 2017-02-16→ Common Stock (25,000 underlying)
Purchase
Convertible Promissory Note
2012-03-02$150000.00/sh+150,000$22,500,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-09-02→ Common Stock (300,000 underlying)
Purchase
Convertible Promissory Note
2012-03-16$200000.00/sh+200,000$40,000,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-09-16→ Common Stock (400,000 underlying)
Purchase
Convertible Promissory Note
2012-06-05$125000.00/sh+125,000$15,625,000,000→ 7 total(indirect: (1))
Exercise: $0.50From: 2012-12-05→ Common Stock (250,000 underlying)

Footnotes (7)

[F1]The beneficial owner is FPJ Investments, LLC ("FPJ"), a single member LLC owned 100% by the reporting person.
[F2]Issued in connection with services as a Director.
[F3]Issued in lieu of interest.
[F4]Issued in connection with the modification of certain of FPJ's rights in connection with a promissory note.
[F5]Issued in connection with a loan by FPJ to Issuer which was evidenced by a promissory note.
[F6]The promissory notes are exercisable for so long as the notes are outstanding.
[F7]See remark.

Documents

1 file

4
doc1.xml
FORM 4/A

Issuer

AFTERMASTER, INC.

CIK 0000836809

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000836809

Filing Metadata

Form type: 4/A
Filed: Sep 27, 8:00 PM ET
Accepted: Sep 28, 9:05 PM ET
Size: 119.6 KB

View on SEC.gov