Home/Filings/4/0001140361-15-037686
4//SEC Filing

SYNERGETICS USA INC 4

Accession 0001140361-15-037686

CIK 0000836429operating

Filed

Oct 14, 8:00 PM ET

Accepted

Oct 15, 2:20 PM ET

Size

20.1 KB

Accession

0001140361-15-037686

Insider Transaction Report

Form 4
Period: 2015-10-15
BOONE PAMELA G
EVP & Chief Financial Officer
Transactions
  • Disposition to Issuer

    Stock option (right to buy)

    2015-10-1521,2270 total
    Exercise: $6.21Exp: 2021-12-14Common Stock (21,227 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2015-10-1510,2950 total
    Exercise: $4.52Exp: 2022-12-14Common Stock (10,295 underlying)
  • Disposition to Issuer

    Common Stock

    2015-10-1538,6580 total
  • Disposition to Issuer

    Stock option (right to buy)

    2015-10-1512,1250 total
    Exercise: $4.43Exp: 2020-12-16Common Stock (12,125 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2015-10-1517,5000 total
    Exercise: $1.37Exp: 2019-12-18Common Stock (17,500 underlying)
  • Disposition from Tender

    Common Stock

    2015-10-15203,67238,658 total
  • Disposition to Issuer

    Stock option (right to buy)

    2015-10-1510,0000 total
    Exercise: $3.82Exp: 2023-12-19Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock option (right to buy)

    2015-10-1537,5000 total
    Exercise: $3.39Exp: 2024-12-11Common Stock (37,500 underlying)
Footnotes (3)
  • [F1]Shares tendered for an offer price of $6.50 per share in cash (the "Cash Consideration") plus one non-transferable contractual contingent value right per share (each, a "CVR"), which represents the right to receive up to two contingent payments, if any, of up to $1.00 in the aggregate, net to the holder in cash, upon the achievement of certain specified milestones within an agreed upon time period (less any applicable withholding taxes and without interest) (together, the "Offer Price"), pursuant to the tender offer consummated on September 16, 2015 according to the terms of the Agreement and Plan of Merger (the "Merger" Agreement"), dated as of September 1, 2015, by and among Valeant Pharmaceuticals International, Blue Subsidiary Corp. and Synergetics USA, Inc.
  • [F2]Pursuant to the terms of the Merger Agreement, on October 15, 2015, each share of restricted stock issued and outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount per share equal to the Offer Price.
  • [F3]Pursuant to the terms of the Merger Agreement, on October 15, 2015, each option outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was canceled in exchange for (i) a cash payment equal to the product of (A) the number of shares underlying the option and (B) the difference between the Cash Consideration and the exercise price of the option; and (ii) one CVR for each share underlying the option, in each case without interest and subject to any applicable tax withholding.

Documents

1 file

Issuer

SYNERGETICS USA INC

CIK 0000836429

Entity typeoperating

Related Parties

1
  • filerCIK 0000836429

Filing Metadata

Form type
4
Filed
Oct 14, 8:00 PM ET
Accepted
Oct 15, 2:20 PM ET
Size
20.1 KB