Home/Filings/4/0001140361-15-037978
4//SEC Filing

CYBERONICS INC 4

Accession 0001140361-15-037978

CIK 0000864683operating

Filed

Oct 18, 8:00 PM ET

Accepted

Oct 19, 4:50 PM ET

Size

22.9 KB

Accession

0001140361-15-037978

Insider Transaction Report

Form 4
Period: 2015-10-19
Alch Darren
VP & Asst Secretary
Transactions
  • Tax Payment

    Common Stock

    2015-10-194769,164 total
  • Disposition to Issuer

    Option to purchase common stock

    2015-10-196,3588,491 total
    Exercise: $51.90From: 2015-10-19Exp: 2015-10-19Common Stock (6,358 underlying)
  • Tax Payment

    Common Stock

    2015-10-19249,640 total
  • Disposition to Issuer

    Option to purchase Common Stock

    2015-10-197,77820,410 total
    Exercise: $25.71From: 2015-10-19Exp: 2015-10-19Common Stock (7,778 underlying)
  • Disposition to Issuer

    Option to purchase common stock

    2015-10-195,56114,849 total
    Exercise: $42.52From: 2015-10-19Exp: 2015-10-19Common Stock (5,561 underlying)
  • Tax Payment

    Common Stock

    2015-10-197909,688 total
  • Disposition to Issuer

    Option to purchase common stock

    2015-10-192,34428,188 total
    Exercise: $24.33From: 2015-10-19Exp: 2015-10-19Common Stock (2,344 underlying)
  • Disposition to Issuer

    Common Stock

    2015-10-199,1640 total
  • Disposition to Issuer

    Option to purchase common stock

    2015-10-1957.390 total
    Exercise: $57.39From: 2015-10-19Exp: 2015-10-19Common Stock (8,491 underlying)
  • Tax Payment

    Common Stock

    2015-10-19249,664 total
Footnotes (4)
  • [F1]Pursuant to the terms of the definitive Transaction Agreement (the "Transaction Agreement"), dated as of March 23, 2015 by and among Cyberonics, Inc., Sorin, S.p.A., a joint stock company organized under the laws of Italy, LivaNova PLC, a public limited company incorporated under the laws of England and Wales and Cypher Merger Sub, Inc., a Delaware corporation providing for the business combination between Cyberonics, Inc. and Sorin S.p.A. under LivaNova PLC as the resulting holding company, upon completion of such business combination transactions contemplated thereunder, each share of Cyberonics, Inc. common stock was converted into the right to receive one ordinary share of LivaNova PLC.
  • [F2]Pursuant to the terms of the Transaction Agreement, upon completion of the business combination transactions contemplated thereunder, each outstanding share of Cyberonics, Inc. restricted stock accelerated and fully vested in accordance with the terms of the Transaction Agreement and was converted into, and exchanged for one ordinary share of LivaNova PLC (less applicable taxes required to be withheld). The referenced shares were withheld from distribution. Such shares were forfeited and the associated value was used to offset the tax liability.
  • [F3]Pursuant to the terms of the Transaction Agreement, upon completion of the business combination transactions contemplated thereunder, each Cyberonics, Inc. option held by Darren W. Alch granted prior to January 1, 2013 was cancelled in accordance with the terms of the Transaction Agreement in exchange for an amount in cash equal to (rounded down to the nearest whole cent) the excess, if any, of (a) $65.8829 over (b) the per share exercise price of such option immediately prior to the closing of the business combination transactions (less applicable taxes required to be withheld).
  • [F4]Pursuant to the terms of the Transaction Agreement, upon completion of the business combination transactions contemplated thereunder, each other Cyberonics option held by Darren W. Alch became fully vested and was cancelled and converted into an option to purchase one ordinary share of LivaNova PLC.

Documents

1 file

Issuer

CYBERONICS INC

CIK 0000864683

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000864683

Filing Metadata

Form type
4
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 4:50 PM ET
Size
22.9 KB