LM FUNDING AMERICA, INC. 4
4 · LM FUNDING AMERICA, INC. · Filed Oct 26, 2015
Insider Transaction Report
Form 4
Gould Carollinn
Director10% Owner
Transactions
- Purchase
Common Stock
2015-10-22$10.00/sh+132,420$1,324,200→ 2,191,244 total(indirect: By LLC) - Purchase
Common Stock
2015-10-22$10.00/sh+1,500$15,000→ 42,676 total(indirect: By LLC) - Purchase
Warrants
2015-10-22+132,420→ 132,420 total(indirect: By LLC)Exercise: $12.50Exp: 2020-10-22→ Common Stock (132,420 underlying) - Purchase
Warrants
2015-10-22+1,500→ 1,500 total(indirect: By LLC)Exercise: $12.50Exp: 2020-10-22→ Common Stock (1,500 underlying)
Footnotes (4)
- [F1]The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
- [F2]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F3]Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
- [F4]Immediately exercisable.