Home/Filings/4/0001140361-15-038557
4//SEC Filing

LM FUNDING AMERICA, INC. 4

Accession 0001140361-15-038557

$LMFACIK 0001640384operating

Filed

Oct 25, 8:00 PM ET

Accepted

Oct 26, 4:25 PM ET

Size

9.1 KB

Accession

0001140361-15-038557

Insider Transaction Report

Form 4
Period: 2015-10-22
Transactions
  • Award

    Stock Options (right to buy)

    2015-10-22+5,0005,000 total
    Exercise: $10.00Exp: 2025-10-22Common Stock (5,000 underlying)
  • Purchase

    Common Stock

    2015-10-22$10.00/sh+5,000$50,0005,000 total
  • Purchase

    Warrants

    2015-10-22+5,0005,000 total
    Exercise: $12.50Exp: 2020-10-22Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
  • [F2]Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
  • [F3]Immediately exercisable.

Documents

1 file

Issuer

LM FUNDING AMERICA, INC.

CIK 0001640384

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001640384

Filing Metadata

Form type
4
Filed
Oct 25, 8:00 PM ET
Accepted
Oct 26, 4:25 PM ET
Size
9.1 KB