|4Oct 26, 4:25 PM ET

LM FUNDING AMERICA, INC. 4

4 · LM FUNDING AMERICA, INC. · Filed Oct 26, 2015

Insider Transaction Report

Form 4
Period: 2015-10-22
Transactions
  • Award

    Stock Options (right to buy)

    2015-10-22+5,0005,000 total
    Exercise: $10.00Exp: 2025-10-22Common Stock (5,000 underlying)
  • Purchase

    Common Stock

    2015-10-22$10.00/sh+5,000$50,0005,000 total
  • Purchase

    Warrants

    2015-10-22+5,0005,000 total
    Exercise: $12.50Exp: 2020-10-22Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]The reporting person purchased Units consisting of Common Stock and Warrants. The price of each such Unit was $10.00 as reported in Column 4 of Table 1 hereof.
  • [F2]Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
  • [F3]Immediately exercisable.

Documents

1 file
  • 4
    doc1.xmlPrimary

    FORM 4